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Searching Content indexed under Financial Services by Goodmans LLP ordered by Published Date Descending.
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1
Ontario Securities Commission Approves Settlement With Crypto Consulting Firm
The Ontario Securities Commission (OSC) recently approved a settlement agreement with cryptocurrency consulting company CoinLaunch Corp over allegations the company engaged in, and held itself out as engaging in, the business...
Canada
15 Aug 2019
2
TSX Introduces TSX Sandbox – A New Framework For Listing Applications
Procedurally, the TSX recommends that issuers request a pre-filing meeting before submitting an application to the sandbox.
Canada
16 Apr 2019
3
OSC Cites Public Interest Concerns To Refuse Prospectus Receipt For Bitcoin-Fund
On February 15, 2019, the Ontario Securities Commission (OSC) refused to issue a prospectus receipt to 3iQ Corp. (the "Manager") for its prospectus for The Bitcoin Fund (the "Fund") ...
Canada
7 Mar 2019
4
CSA Announces Results Of Continuous Disclosure Review For Fiscal Years 2017 And 2018
Discussion of Operations - Disclosure of Capital Spending Milestones.
Canada
20 Aug 2018
5
Bill 154 Receives Royal Assent, Bringing Clarity To The PPSA's Conflict Of Laws Rules
On November 14, 2017, Bill 154, Cutting Unnecessary Red Tape Act, 2017 ("Bill 154") received royal assent from the Legislative Assembly of Ontario.
Canada
17 Dec 2017
6
Highlights Of OSC Corporate Finance Branch 2016-2017 Annual Report
The Ontario Securities Commission (OSC) recently published OSC Staff Notice 51-728 Corporate Finance Branch 2016-2017 Annual Report (the "Report").
Canada
29 Sep 2017
7
OSC Publishes Statement Of Priorities For 2017-2018
The OSC is continuing to prioritize a number of initiatives that are intended to support innovation and ensure that Ontario securities regulation keeps pace with technological innovation.
Canada
17 Jul 2017
8
Canadian Securities Regulators Adopt New Rules For OTC Derivatives Clearing
On January 19, 2017, the Canadian Securities Administrators (CSA) announced two new instruments affecting over-the-counter (OTC) derivatives trading in Canada.
Canada
15 Feb 2017
9
Alberta, Manitoba And New Brunswick To Adopt MI 61-101
On November 24, 2016, the Alberta Securities Commission, the Manitoba Securities Commission and the Financial and Consumer Services Commission (New Brunswick) announced that they are proposing to adopt...
Canada
4 Jan 2017
10
ISS And Glass Lewis 2017 Proxy Season Guidelines
Proxy advisory firms Institutional Shareholder Services Inc. (ISS) and Glass Lewis & Co. (Glass Lewis) recently released their Canadian proxy voting policy updates for the 2017 proxy season.
Canada
4 Jan 2017
11
Competition Bureau Initiates FinTech Market Study
On May 19th the Competition Bureau announced it has launched a market study of Canada's financial services technology ("FinTech") sector to determine whether it should be more closely regulated.
Canada
25 May 2016
12
Peer-To-Peer Lending And The Future Of Alternative Finance In Canada
The Canadian financing industry is changing alongside developments in technology and communication. New businesses are shifting away from traditional lending institutions and are funding early growth through alternative finance.
Canada
25 May 2016
13
OSC Releases Report On Review Of Insider Reporting
The Ontario Securities Commission has released the findings of its review of insider reporting practices and provided recommendations to ensure compliance with Ontario's insider reporting regime.
Canada
28 Feb 2016
14
Creditors Lose Protection From Environmental Liability When Exerting Managerial Influence
Providing financing to an owner of an environmentally contaminated site can be a risky endeavour.
Canada
27 Jan 2016
15
Canadian Federal Government Proposes Amendments To Anti-Money Laundering Regulations
The Government of Canada has recently introduced a package of regulatory amendments to the Proceeds of Crime (Money Laundering) and Terrorist Financing Regulations...
Canada
4 Aug 2015
16
Proposed Changes To Private Placement Rules
The proposals were made based on findings of a broad review of the exemptions.
Canada
6 Mar 2014
17
Canada Ratifies International Arbitration Protocol
Canada will finally adopt the International Centre for Settlement of Investment Disputes convention as of December 1, 2013.
Canada
21 Nov 2013
18
Federal, Ontario And B.C. Governments Move Toward Cooperative Capital Markets Regulator
The governments of Canada, Ontario and British Columbia have reached an agreement in principle to establish a cooperative capital markets regulatory system.
Canada
10 Oct 2013
19
Basel III – Amendments To The Liquidity Coverage Ratio
On January 6, 2013, the Group of Governors and Heads of Supervision, which oversees the Basel Committee on Banking Supervision, announced it would be amending the Basel III liquidity coverage ratio.
Canada
25 Mar 2013
20
New "Bank Act" Amendments: A Partial Answer To Calls For Reform
The Government of Canada is amending the "Bank Act" and other associated statutes.
Canada
20 Aug 2012
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