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Searching Content indexed under Financial Services by Pryor Cashman LLP ordered by Published Date Descending.
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1
Decision By D.C. Judge Deepens Mystery Of OCC Fintech Charter's Legal Status
As it has been well-reported, including in this blog, the Office of the Comptroller of the Currency (OCC) announced an intention to allow FinTech companies to apply for special purpose national bank ...
United States
19 Sep 2019
2
Remittance Transfer Rule Enforcement Heats Up
Via a consent order issued last week, the Bureau of Consumer Financial Protection (CFPB) settled its first enforcement action based on violations
United States
10 Sep 2019
3
Supreme Court's Reimagining Of Auer Deference Weakens Case For Deference To FFIEC Manual
In Kisor v. Wilkie, the Supreme Court reconsidered the longstanding Supreme Court precedent of Bowles v. Seminole Rock & Sand Co. and Auer v. Robbins
United States
9 Sep 2019
5
Aurora Capital Adds Three Retailers To Gansevoort Row
Pryor Cashman client Aurora Capital Associates recently closed on leases to three retailers in New York City's famed "Gansevoort Row" in the Meatpacking District.
United States
7 Aug 2019
6
SEC And FINRA Issue Joint Statement On Broker-Dealer Custody Of Digital Asset Securities
The SEC and FINRA, the self-regulatory organization that oversees broker-dealers, issued an unusual joint statement on July 8, 2019, to address questions, raised recently by various participants in businesses ...
United States
15 Jul 2019
7
How Non-Reliance Clauses Can Protect Fund Managers From Investor Claims Of Misrepresentation
When an investment manager sends a prospective investor the subscription package for one of its funds, the documents almost always contain a so-called "non-reliance" clause requiring the investor to disclaim reliance ...
United States
30 May 2019
8
Supreme Court's Reconsideration Of "Seminole Rock" & "Auer" Deference Could Significantly Impact Bank Secrecy Act Enforcement
In Kisor v. Wilkie, the Supreme Court is currently considering whether to overrule this longstanding precedent.
United States
10 Apr 2019
9
How Fund Managers Can Mitigate The Impact Of Litigation On Their Transactions And Relationships
Litigation – which is expensive, diverts personnel and presents considerable reputational risk regardless of its result – can undermine an investment manager's transactions, relationships and objectives.
United States
10 Apr 2019
10
Ex-Barclays Trader's Sudden Acquittal Sends Shock Waves
A federal judge's decision to acquit Robert Bogucki, a former Barclays foreign currency options trader who'd been charged with fraud, shocked prosecutors at the U.S. Department of Justice and opened questions ...
United States
7 Mar 2019
11
Bandier Secures $34.4 Million Investment
On February 25, 2019, women's activewear retailer Bandier secured a $25 million capital investment from Eurazeo, a leading global investment company.
United States
5 Mar 2019
12
Pryor Cashman Represents Greenlane In $48M Financing
Pryor Cashman represented Greenlane Holdings LLC, a leading distributor of premium vaporization products and consumption accessories, in a $48.25 million convertible note financing,
United States
14 Jan 2019
13
Foreign Governments Investigate Banks' Refusal To Offer Accounts To Crypto Companies (Video)
Recently, Chilean and Brazilian governmental agencies have begun investigating banks for refusing to offer bank accounts to cryptocurrency companies.
Worldwide
27 Sep 2018
14
DFS Renews Lawsuit Against OCC Over FinTech Charters
After a prior dismissal of the New York State Department of Financial Services' lawsuit against the Office of the Comptroller of the Currency ...
United States
25 Sep 2018
15
New York DFS Approves Stablecoins (Video)
On September 10, 2018, the New York Department of Financial Services granted approvals to Paxos and Gemini to offer price-stable cryptocurrencies, or "stablecoins," signifying that regulators are open...
United States
20 Sep 2018
16
New York DFS Sues OCC Over Newly-Announced National FinTech Charters
In July 2018, the Office of the Comptroller of the Currency announced it would begin accepting national bank charter applications from nondepository FinTech companies
United States
20 Sep 2018
17
How To Apply For An OCC FinTech Charter (Video)
As we previously reported, the Office of the Comptroller of the Currency (OCC) announced in July that it would begin accepting applications from FinTech companies ...
United States
22 Aug 2018
18
Alberts Comments On OCC Charges Against Former Compliance Officer (Video)
On May 17, 2018 the Office of the Comptroller of the Currency made public a Notice of Charges filed against Rabobank's former Chief Compliance Officer, Laura Akahoshi.
United States
22 May 2018
19
New York League Of Independent Bankers (NYLIB) Winter Meeting
On March 8, 2018, Pryor Cashman will host the Winter Meeting of the New York League of Independent Bankers (NYLIB).
United States
13 Mar 2018
20
Alberts Speaks To New York Times About U.S. Bank's $613M Settlement
On February 15, 2018, federal authorities - including the U.S. Department of Justice - filed charges against U.S. Bank, the fifth-largest commercial bank by assets in the United States, for allegedly neglecting anti-money laundering rules, helping a payday lender operate an illegal business and lying to a regulator.
United States
20 Feb 2018
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