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Searching Content indexed under Financial Services by Hogan Lovells ordered by Published Date Descending.
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1
FIG Bulletin, 6 September 2019
The Financial Conduct Authority (FCA) has updated its webpage on guidance consultation 19/3 (GC19/3), which seeks views on proposed guidance for firms on the fair treatment of vulnerable
UK
10 Sep 2019
2
FIG Bulletin, 22 August 2019
The European Central Bank (ECB) working group on euro risk-free rates has published a report on the impact the transition from the euro overnight index average
Worldwide
27 Aug 2019
3
Roadmap Of A Listing In London
Roadmap Of A Listing In London Roadmap Of A Listing In London Roadmap Of A Listing In London
UK
27 Aug 2019
4
FIG Bulletin, 16 August 2019
The Financial Conduct Authority (FCA) has published the protocols for the conduct of the "lessons learned" reviews, commissioned by the non-executive directors of the FCA, for:
UK
22 Aug 2019
5
EBA Report On The Impact Of FinTech On Payment Institutions And E-Money Institutions Business Models
In line with the priorities set out in its FinTech Roadmap, last month, the European Banking Authority (EBA) published a report on the impact of FinTech on the business of payment
Italy
20 Aug 2019
6
SMCR Extension Commencement Order Published
Last month, the Bank of England and Financial Services Act 2016 (Commencement No 6 and Transitional Provisions) Regulations 2019 came into force
UK
20 Aug 2019
7
FIG Bulletin, 9 August 2019
The FCA has published the findings of a review into how successfully the SMCR is embedded into the banking sector.
UK
14 Aug 2019
8
Europe's Share Trading Spat With Switzerland Is A Warning Shot Britain Should Take Seriously
The EU's dispute with Switzerland over the terms of access to their respective share trading markets, which brought the trading of Swiss stocks on European stock exchanges to a halt last week, is a stark reminder of what might await the UK in October.
European Union
9 Aug 2019
9
N v RBS: Terminating A Banking Relationship Without Notice Where Money Laundering Is Suspected
On 8 July 2019, the English High Court handed down judgment in proceedings between N and The Royal Bank of Scotland plc ("RBS")
UK
9 Aug 2019
10
Revised Proposals For New AIFMD Marketing Rules: How Might They Impact Non-EU Funds And Their Managers? - 07 August 2019
The European Parliament and European Council have finalised the text of a new Directive (AIFMD 2) which supplements the original Alternative Investment Fund Managers Directive (AIFMD) by creating new requirements in...
European Union
8 Aug 2019
11
Indonesia To Offer "Super" Tax Allowance
The President of the Republic of Indonesia recently issued a regulation on tax deduction, aimed at boosting investment in the industrial sector, as well as the participation of businesses, in improving Indonesia's human resources.
Indonesia
8 Aug 2019
12
Ease Of Doing Business In Jakarta: No More Domicile Letters
On 26 April 2019 the head of the Jakarta Capital Investment Agency and One Stop Integrated Services announced that it would cease issuing Company Domicile Letters and Business Domicile Letters for businesses...
Indonesia
8 Aug 2019
13
FCA To Increase Focus On SMCR Conduct Rules
The Financial Conduct Authority (FCA) has indicated that it intends to increase its supervisory focus on the application of the senior managers and certification regime (SMCR) conduct rules.
UK
8 Aug 2019
14
FIG Bulletin, 2 August 2019
Following the publication of a commencement order, reported in the FIG Bulletin last week, the Financial Conduct Authority (FCA) has now published its final rules on the extension
European Union
8 Aug 2019
15
FIG Bulletin, 26 July 2019
Fair pricing in financial services: FCA FS19/4 - summary of responses and next steps.
Worldwide
31 Jul 2019
16
OFAC Update: Final Interim Rule Amending The Reporting, Procedures, And Penalties Regulations (RPPR) And Freedom Of Information Act (FOIA) Disclosures
On 20 June 2019 the Department of Treasury's Office of Foreign Assets Control (OFAC) issued a final interim rule (effective on 21 June 2019)
United States
31 Jul 2019
17
Cryptocurrency Has Washington's Attention, But Beware Overregulation
Recent House and Senate hearings on Facebook's crypto proposal show Washington is paying close attention to regulation issues.
United States
31 Jul 2019
18
FCA Draft Vulnerability Guidance: Embedding 'Doing The Right Thing' In Firms' Culture
The FCA has published a consultation on proposed non-Handbook guidance for firms on the fair treatment of vulnerable customers.
UK
31 Jul 2019
19
EXIM Bank Reauthorization: When Will It Happen And What Reforms Will Be Included?
On 30 September 2019 the congressional authorization for the Export-Import Bank of the United States (bank) is set to expire.
United States
30 Jul 2019
20
FIG Bulletin, 19 July 2019
The FCA has published a speech by Andrew Bailey, Chief Executive of the FCA, given at the Securities Industry and Financial Markets Association's (SIFMA) LIBOR Transition Briefing in New York
UK
25 Jul 2019
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