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SEC Amends Rule 506 To Permit General Solicitation In Securities Offerings
The SEC has adopted amendments to Rule 506 under the Securities Act of 1933 that permit general solicitation and general advertising in securities offerings under this exemption from securities registration provided all purchasers are accredited investors.
United States
25 Sep 2013
2
Nasdaq Proposes New Compensation Committee Listing Standards
On September 25, 2012, the Nasdaq Stock Market issued proposed listing standards regarding compensation committees and their advisers, as called for by new SEC Rule 10C-1 under the Securities Exchange Act of 1934, which in turn was mandated by the Dodd-Frank Act.
United States
11 Jan 2013
3
SEC Proposes Amendments To Permit General Solicitation In Securities Offerings
On August 29, 2012 the SEC proposed amendments to Rules 506 and 144A under the Securities Act of 1933
United States
12 Sep 2012
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