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Searching Content indexed under Fund Management/ REITs by Kirsten Lapham ordered by Published Date Descending.
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Title
Country
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Date
1
EU Adopts New Rules On Marketing Investment Funds
The EU has now adopted supplementary rules on how funds are marketed to professional investors in the EU that the European Parliament voted on in April this year.
United States
8 Jul 2019
2
Changing Status Of EU Local Authorities Under MiFID II
From January next year, MiFID II will exclude "public sector bodies, municipalities and local public authorities" from the list of per se professional clients.
European Union
9 Nov 2017
3
New Disclosure Requirements Applying To EU Fund Distribution In 2018
Asset managers located inside and outside the EU must comply with the new "point of sale" disclosure requirements that will apply when they distribute financial products, and investment services...
European Union
22 Sep 2017
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