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Searching Content indexed under Fund Management/ REITs by Harvey Wolkoff ordered by Published Date Descending.
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Under Attack: ERISA Class-Action Lawyers Target Colleges And Universities
Class-action lawyers have begun targeting retirement savings plans offered by colleges and universities across the country. These lawsuits are founded in claims of ERISA breaches of fiduciary duty.
United States
17 Aug 2016
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Federal Court Rejects Mutual Fund Prospectus Liability Claims: Plaintiffs Cannot Prove Causation Because Alleged Misrepresentations Have No Effect On Fund Share Price
Applying reasoning that could sharply narrow the ability of plaintiffs’ lawyers to bring prospectus liability claims against mutual funds and their advisers and directors, the United States District Court for the Southern District of New York on March 31, 2011 dismissed a class action complaint against State Street Corporation that alleged the SSgA Yield Plus Fund’s prospectus misled investors about the Fund’s "subprime" mortgage exposure in violation of Sections 11 and 12(a)(2) of the Securitie
United States
8 Apr 2011
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