Searching Content indexed under Fund Management/ REITs by Ropes & Gray LLP ordered by Published Date Descending.
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Ropes & Gray's Investment Management Update – June-July 2019
The following summarizes recent legal developments of note affecting the mutual fund/investment management industry:
United States
15 Aug 2019
Second Circuit Finds An Implied Private Right Of Action Under The Investment Company Act, Departing From The Third Circuit And Other Courts
The Second Circuit concluded in Oxford University Bank v. Lansuppe Feeder, Inc. that Congress' intent in enacting Section 47(b) was to grant contracting parties a right to sue for rescission of a contract that allegedly violates the ICA. In recent years,
United States
14 Aug 2019
Court Rejects Mutual Fund Excessive Fee Claims Following Trial, Recognizing Important Fund Industry Market Conditions
In a decisive August 5 ruling that could be the final nail in the coffin for plaintiffs' efforts to compare advisory and subadvisory fees, a federal court in the Central District of California rejected claims of excessive mutual fund fees ...
United States
8 Aug 2019
Data Center Investment Trends
Our global infrastructure is struggling to cope with the pace with which our society is creating, consuming and sharing data. With the rapid growth
United States
2 Aug 2019
Podcast: European Green Finance And Sustainability Proposals – Impact For Asset Managers
Sure, Isabel. Glad to be here discussing this important topic.
European Union
24 Jul 2019
Regulatory Rollback: First Set Of Volcker Rule Reforms Finalized
On July 9, 2019, the five federal financial regulatory agencies issued a final rule (the "Rule") to, inter alia, revise the Volcker Rule's name-sharing restrictions applicable to bank-affiliated hedge
United States
19 Jul 2019
EU Adopts New Rules On Marketing Investment Funds
The EU has now adopted supplementary rules on how funds are marketed to professional investors in the EU that the European Parliament voted on in April this year.
United States
8 Jul 2019
SEC Adopts Form CRS (Client Relationship Summary) For Advisers And Broker-Dealers
On a June 5, 2019, the SEC adopted Form CRS ("relationship summary"), along with new and amended rules and forms, to improve retail investors' understanding of the different investment-related
United States
27 Jun 2019
Podcast: Credit Funds: Replacing LIBOR – Steps To Consider Taking Now
In this podcast, Jill Kalish Levy and Joel Wattenbarger discuss the impending cessation of LIBOR at the end of 2021 and its proposed replacement, SOFR, and how they differ.
United States
14 Jun 2019
Podcast: Credit Funds: Pro Rata Sharing Provisions – Key Points For Lenders
That's an excellent point, and a good note to end on.
United States
29 May 2019
Guidance On Tax Incentives For Investments In Qualified Opportunity Zones
On April 17, 2019, the Treasury Department and the Internal Revenue Service ("IRS")
United States
27 May 2019
Podcast: Credit Funds: 1940 Act Interval Funds
Agreed Dave – interval funds are definitely a vehicle worth exploring.
United States
3 May 2019
SEC Proposes Extending Securities Offering Reforms To Closed-End Funds And Business Development Companies
On March 20, 2019, the SEC issued a release containing proposals intended to streamline the registration, communications and offering practices for business development companies
United States
1 May 2019
Ropes & Gray's Investment Management Update – February – March 2019
The following summarizes recent legal developments of note affecting the registered fund/investment ...
United States
29 Apr 2019
2019 Mutual Funds And Investment Management Conference
Susan M. Olson, General Counsel, Investment Company Institute Ms. Olson noted the wide range of regulatory initiatives during 2018 and so far in 2019 that will impact registered funds and their service providers and shareholders.
United States
17 Apr 2019
SEC Scrutinizes Sale Of Mortgage Interests Among Affiliated Funds
The sale of mortgage assets between investment vehicles managed by the same adviser has come under scrutiny by the Securities and Exchange Commission ("SEC").
United States
15 Apr 2019
Podcast: Private Fund Regulatory Update: Post-U.S. Government Shutdown
This Ropes & Gray podcast series highlights developments in Washington, D.C., affecting private funds and their legal, regulatory and compliance obligations.
United States
21 Mar 2019
Ropes & Gray's Investment Management Update – December 2018-January 2019
The following summarizes recent legal developments of note affecting the mutual fund/investment management industry:
United States
14 Feb 2019
UK Take Private Opportunities For US Funds
Many would have thought that potential UK public to private activity would have remained subdued given the regulatory framework implemented following Kraft/Cadbury and the macro headwinds of high
30 Jan 2019
Treasury Issues Proposed Regulations Permitting RIC Pass-Through Of Qualified REIT Dividends, Reserves On Qualified PTP Income
On January 18, 2019, the Treasury Department and IRS issued proposed regulations that generally permit RICs to pass through to their non-corporate shareholders qualified REIT dividends eligible for the 20% deduction ...
United States
28 Jan 2019
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