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Searching Content indexed under Fund Management/ REITs by Ford & Harrison LLP ordered by Published Date Descending.
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DOL Issues Long-Awaited New Rule Governing Retirement Investment Advisors
On April 6, 2016, the U. S. Department of Labor (DOL) released a long-awaited final rule expanding the definition of "fiduciary" under ERISA as well as the duties of investment advisors who qualify as fiduciaries thereunder. In addition, the DOL issued two related prohibited transaction exemptions that have the effect of minimizing the compliance burden imposed on investment advisors who now, under the final rule, qualify as fiduciaries, by (1) permitting firms to receive certain common types of
United States
14 Apr 2016
2
Labor Department Proposes Fiduciary Conflict Of Interest Rules — Again
On April 14, 2015, the U.S. Department of Labor (DOL) reissued the long-awaited re-proposal of its regulation expanding the definition of "fiduciary" under the Employee Retirement Security Act of 1974, as amended (ERISA)...
United States
22 Apr 2015
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