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Searching Content indexed under Commodities/Derivatives/Stock Exchanges by Rachel Wolkinson ordered by Published Date Descending.
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SEC's Data-Driven Analysis Identifies Allegedly Improper Trade Allocations By Investment Advisor
The Order initiating proceedings states that DERA analyzed the firm's allocation of options trades over 35 months, from February 2010 to January 2013.
United States
2 Jul 2015
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