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Searching Content indexed under Commodities/Derivatives/Stock Exchanges by Segaal Schorr ordered by Published Date Descending.
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US Corporate Law News: NFA Develops Required Proficiency Programs For Swaps
The National Futures Association is developing a required proficiency program for persons engaged in swap related activities, in the form of an online learning program with an embedded examination.
United States
13 Aug 2018
2
US Corporate Law News: SEC Considers Easing ETF Rules
On June 28, 2018, the Securities and Exchange Commission ("SEC") considered whether to adopt an exchange traded fund ("ETF") ...
United States
18 Jul 2018
3
US Corporate Law News: CFTC Sets Threshold For Swap-Dealer Registration At $8 Billion
On June 4, 2018, the Commodity Futures Trading Commission (CFTC) voted 2-1 in favor of permanently increasing the threshold for swap-dealer registration at $8 billion in annual notational value.
UK
12 Jun 2018
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