Searching Content indexed under Commodities/Derivatives/Stock Exchanges by Stroock & Stroock & Lavan LLP ordered by Published Date Descending.
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CFTC's DSIO Issues Time-Limited No-Action Letter: Will Not Recommend Enforcement Action Against Swap Dealers For Failure To Comply With Variation Margin Requirements For Swaps Subject To March 1, 2017 Compliance Date
Yesterday the Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight issued a time-limited no-action letter stating that from March 1, 2017, to September 1, 2017...
United States
15 Feb 2017
President Trump Signs Executive Order on Financial Regulation
On February 3, 2017, President Donald Trump signed an Executive Order1 establishing the Trump Administration's "Core Principles" for regulating the United States financial system.
United States
8 Feb 2017
"Investment Management And Related Practices: Compendium Of Articles Published In 2016"
Throughout 2016, Stroock's Investment Management practice and our related interdisciplinary practice areas published several articles of interest to industry participants.
United States
26 Jan 2017
Guidance On Annual Affirmation Requirements for Persons Operating under Exemptions from CPO and CTA Registration
On December 1, 2016, the National Futures Association (NFA) issued a Notice to Members (the "Notice") to provide guidance on the annual affirmation requirements that apply to each "commodity pool operator" (CPO) and "commodity trading adviser" (CTA)
United States
12 Dec 2016
IRS Issues New "No Rule" Area And Related Proposed Regulations: Potential Implications For Regulated Investment Companies
On September 27, 2016, the Internal Revenue Service (the "IRS") issued proposed regulations under Section 851 of the Internal Revenue Code of 1986.
United States
6 Oct 2016
Understanding Today's PURPA Before Negotiating a Power Purchase Agreement
After many years of waning significance, the Public Utility Regulatory Policies Act of 1978 ("PURPA") has reignited as a useful tool for renewable energy and cogeneration project developers.
United States
28 Aug 2015
CFTC Cross-Border Margin Proposal
On June 29, 2015, the CFTC issued a proposed rule on the cross-border application of the margin requirements with respect to uncleared swaps to be adopted by the CFTC pursuant to Section 731 of the Dodd-Frank Act.
United States
5 Aug 2015
Final Regulations Implementing The Volcker Rule: Proprietary Trading
On December 10, 2013, final regulations were adopted to implement section 619 of the Dodd-Frank Act, the so-called "Volcker Rule".
United States
15 Apr 2014
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