Searching Content indexed under Investment Strategy by Duane Morris LLP ordered by Published Date Descending.
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3 Reasons Smart Investors Are Banking On Vietnam
Vietnam's Gross Domestic Product (GDP) expanded by 6.81 per cent last year, marking its highest growth rate in a decade.
16 May 2018
Vietnam Steps Up Sale Of SOEs
Hopes abound that a new Decree will drag the near-moribund process of privatising large State-owned enterprises (SOEs) into a new and more efficient phase.
5 Dec 2017
Vietnam Insurance Guide
A project "ComFrame" set up by the Internationally Active Insurance Groups (IAIG related to IAIS), is planned to establish regulatory framework with mandatory standards.
24 Jan 2017
Tip For Investors: Don't Lock Out Unionized Targets
There's something about the idea of dealing with unions that just plain intimidates investors. Maybe it's from watching "On the Waterfront" one too many times.
United States
17 Aug 2015
City Of Philadelphia Requests Proposals To Implement Online Auction For Sale And Assignment Of Delinquent Real Estate Tax Liens
The City of Philadelphia recently announced a request for proposals to implement an online auction for the sale and assignment of some of the city's delinquent real estate tax liens.
United States
7 May 2015
Doing Business In Vietnam - Investing In Vietnam
These publications (Book 1: Doing Business in Vietnam – Investing in Vietnam - The Basics and Book 2: Tax Guide Vietnam) provide an overview of Vietnamese laws affecting investment, including coverage of topics such as enterprises, land, securities, and contract and taxation.
1 Jul 2011
SEC Proposes Amendments per Dodd-Frank to Accredited Investor Standards
On January 25, 2011, the U.S. Securities and Exchange Commission (the "SEC") proposed amendments to the accredited investor standards in its rules under the Securities Act of 1933, as amended (the "Securities Act"), to reflect the requirements of Section 413(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act").
United States
10 Feb 2011
Dodd-Frank Act Update: SEC Proposes Rules Applicable to Investment Advisers
On November 19, 2010, the U.S. Securities and Exchange Commission (the "SEC") issued proposed rules, pursuant to title IV of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act").
United States
8 Dec 2010
U.S. Financial Reform: Registration of Advisors to Private Investment Funds and Pools, and of Small Advisory Firms
The Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 ("the Act") begins sweeping reform for the U.S. financial system.
United States
30 Aug 2010
SEC Issues Concept Release on the "Plumbing" of the U.S. Proxy System
The U.S. Securities and Exchange Commission (SEC) recently issued a broad concept release on the U.S. proxy system (the so-called "proxy plumbing release"), Release Nos. 34-62495, IA-3052, IC-29340.
United States
5 Aug 2010
U.S. Senate Passes Massive Hedge Fund Managers Regulation Bill
The U.S. Senate has passed the Private Fund Investment Advisers Registration Act of 2010 (the "Senate Bill"), which, if enacted in its present form, may have a dramatic impact on anyone who advises or manages a hedge fund or other investment-related pool of capital.
United States
9 Jun 2010
FINRA Issues Regulatory Guidance for Broker-Dealers’ Investigations in Private Placements
The Financial Industry Regulatory Authority (FINRA) recently issued new guidance for broker-dealers about their obligations regarding their due-diligence investigation of issuers and the securities they recommend in offerings made under the U.S. Securities and Exchange Commission’s Regulation D under the Securities Act of 1933 – also known as private placements.
United States
29 Apr 2010
Tax-Planning Strategies For Stock Market Gains
Few can be pleased with the stock market's performance over the last year or so. However, the market's recent rebound has raised the question of whether now is the time to capitalize on some of those newly realized gains on stocks purchased during the downturn.
United States
17 Nov 2009
U.S. Announces Public-Private Investment Program To Purchase Toxic Assets
The U.S. Department of the Treasury ("Treasury"), in conjunction with the Federal Reserve Board ("Federal Reserve") and the Federal Deposit Insurance Corporation ("FDIC"), recently announced another effort to improve conditions in the U.S. financial markets: the Public-Private Investment Program ("PPIP").
United States
1 May 2009
U.S. Announces New Programs And Extension Of Existing Programs To Restore Confidence In U.S. Financial Institutions And Restart Lending
The U.S. Department of the Treasury, the Federal Reserve Board, the Federal Deposit Insurance Corporation ("FDIC"), the Office of the Comptroller of the Currency, and the Office of Thrift Supervision have announced a comprehensive set of measures to restore confidence in the strength of U.S. financial institutions and restart the flow of credit to households and businesses.
United States
17 Mar 2009
What Investors in Hedge Funds and Other Investment Funds Should Consider Doing Now
Those persons and entities that were direct or "indirect" investors with Bernard L. Madoff Investments Securities LLC have been confronted with a myriad of issues affecting their investments and recovering them.
United States
11 Jan 2009
SEC Adopts Final Rules Mandating The Electronic Filing And Revision Of Form D
In June 2007, the SEC proposed amendments mandating the electronic filing of Form D together with substantive revisions to the form.
United States
30 Sep 2008
Treasury Department Issues Proposed Regulations Governing Review of Foreign Investment in the United States
With an estimated two trillion dollars controlled by sovereign wealth funds, investments in the United States by entities associated with foreign governments have been an increasing part of the M&A landscape.
United States
22 May 2008
Credit Crunch Affects Even High-Quality Borrowers
During the last five years, businesses in America have experienced an explosion in the availability of capital for corporate and real estate debt and equity financing and investment. As non-traditional lenders have amassed capital for investment in corporate and commercial real estate debt instruments, and as clever lawyers and investment bankers have created ever-more complex methods for packaging pools of debt and spreading risk, competition in the lending marketplace has driven pricing to rec
United States
28 Mar 2008
SEC Approves FINRA Rule Regarding Potential Conflicts Of Interest In Fairness Opinions
Investment or other transaction banks typically issue fairness opinions regarding the fairness of a proposed merger, acquisition, sale or other transaction. Rule 2290 is intended to inform stockholders of potential conflicts of interest that may exist in the issuance of fairness opinions by FINRA members.
United States
7 Dec 2007
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