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Guidance On CPO And CTA Annual Affirmations Requirements Due By February 29, 2016 And General Compliance Requirements For Commodity Pools And Advisors In The U.S. And The EU
On December 1, 2015, the NFA issued a notice to members to remind them of certain CFTC regulations that require any person claiming an exemption or exclusion under CFTC Regulation §4.5, §4.13(a)(1), §4.13(a)(2), §4.13(a)(3), §4.13(a)(5) or §4.14(a)(8) from the requirement to register as a CPO or CTA to annually affirm their notice of exemption or exclusion within 60 days of the calendar year end.
Worldwide
29 Dec 2015
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