Searching Content indexed under White Collar Crime, Anti-Corruption & Fraud by Joshua Newville ordered by Published Date Descending.
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Fraud Claims Against Startup Founder Involving Secondary Market Sales Demonstrate SEC Focus On Privately-Held Companies
Last week the SEC announced a settlement of fraud claims against the founder of Jumio, Inc, a private mobile payments company, for misstating the company's financial results
United States
30 Apr 2019
SEC Enforcement Co-Director Gives Guidance For Wells Process, Part 2
On June 4, we posted a summary of SEC Enforcement Co-Director Steven Peikin observations during his recent keynote address at the New York City Bar Association's 7th Annual White Collar Crime Institute
United States
21 Jun 2018
SEC Releases FY 2017 Enforcement Results: Maintaining Focus On Individual Accountability And Investment Advisers
Last night, the SEC announced its enforcement results for the Fiscal Year 2017, accompanied by a report from the Co-Directors of its Division of Enforcement.
United States
17 Nov 2017
SEC Continues To Use Advanced Data Analytics To Investigate Insider Trading
The SEC has continued to pursue a number of insider trading cases this year, both large-scale and small. Some of those matters involved trades that yielded relatively small amounts of profits...
United States
2 Jun 2017
SEC And DOJ Charge Board Member With Trading On Inside Information . . . During A Board Meeting
The government alleges that Cope personally traded on information about a pending acquisition that he learned during board meetings, in breach of his duties to the company.
United States
26 Oct 2016
Proskauer Attorneys Pen Cover Article For New York Law Journal's White-Collar Crime Special Report
Proskauer partner Joshua M. Newville and associate Lindsey A. Olson recently wrote the lead article for New York Law Journal's White-Collar Crime special report. In the article, they discuss how proposed amendments to the Electronic Communications Privacy Act of 1986 could affect financial fraud investigations by the SEC and DOJ.
United States
12 Oct 2016
Eleventh Circuit Rules Disgorgement No Different Than Forfeiture, Barring Sec From Seeking Ill-Gotten Gains Outside Five-Year Limitations Period
A three judge panel in the Eleventh Circuit issued a ruling last Thursday in Securities and Exchange Commission v. Barry Graham et al.
United States
1 Jun 2016
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