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Searching Content indexed under Fin Tech by Herbert Smith Freehills ordered by Published Date Descending.
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ESMA Publishes Report On Licensing Of FinTech Business Models
ESMA prepared the Report using the results from two surveys sent to NCAs. The first (carried out in January 2018) focused on collecting information from NCAs about the number and nature of regulated and unregulated FinTech firms
UK
8 Aug 2019
3
Cryptoassets: Personal Account Dealing Policies And Procedures
This third article of a series on cryptoassets focuses on personal account dealing (PAD) policies and procedures
UK
1 Aug 2019
4
The FCA Publishes Proposals To Ban Sale Of Crypto-Derivatives To Retail Consumers
The Financial Conduct Authority ("FCA") has published proposals to ban the sale of derivatives or exchange traded notes ("ETNs")
UK
30 Jul 2019
5
Cryptoassets – What Should The Second Line Of Defence Be Focussing On?
In our first article on cryptoassets we discussed considerations for boards and senior management. This second article considers regulatory risks specific to cryptoassets which the second line
UK
24 Jul 2019
6
Time To Mobilise: EBA Finalises Guidelines On Outsourcing Arrangements
Following consultation in the second half of 2018, the European Banking Authority ("EBA") published its Final Report on Draft Guidelines on Outsourcing Arrangements (the "Guidelines")
UK
4 Apr 2019
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