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Searching Content from United States indexed under Corporate/Commercial Law ordered by Published Date Descending.
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1
US Corporate Law News: SEC Chair Announces Upcoming Concept Release On Capital Formation
On August 29, 2018 SEC Chairman Jay Clayton addressed key capital formation initiatives at the SEC.
United States
24 Sep 2018
2
Fifth Circuit Finds That Arbitrator Exceeds Authority In Reforming Contract For Mutual Mistake
The Fifth Circuit has affirmed a district court's ruling vacating an arbitrator's decision reforming a contract for mutual mistake, finding that reformation ...
United States
24 Sep 2018
3
Recent Trends In Private M&A Deal Terms
During the past several years, the private-target mergers and acquisitions (M&A) market experienced robust growth and valuations ...
United States
24 Sep 2018
4
SEC Provides Hurricane Florence Relief
The SEC has now provided relief for companies and persons directly or indirectly affected by Hurricane Florence and its aftermath.
United States
24 Sep 2018
5
8 Best Practices For Managing U.S. Immigration Compliance In 2018 (Part 3 Of 5)
In this five-part series, we highlight three important USCIS policy changes and provide eight best practice tips in light of the ever-tightening U.S. immigration environment.
United States
23 Sep 2018
6
Criminal Record Screening Policies Continue To Raise Important Multi-Jurisdictional Compliance Issues
Employers that use criminal record screening policies must continue to be vigilant about compliance with all applicable laws.
United States
23 Sep 2018
7
CFTC Grants CPO Delegation Relief To Unaffiliated Entities - September 14, 2018
The CFTC Division of Swap Dealer and Intermediary Oversight ("DSIO") affirmed that it would not recommend any enforcement action against several commodity pool operators ("CPOs") for failing to register as a CPO.
United States
23 Sep 2018
8
FINRA Urges Firms To Review Contracts With Recordkeeping Service Providers
FINRA advised firms using third-party recordkeeping service providers ("providers") to ensure that contracts comply with recent guidance issued by the SEC Division of Trading and Markets staff.
United States
23 Sep 2018
9
Affiliated Broker-Dealers Settle SEC Charges In Connection With Operation Of Dark Pool
Two affiliated broker-dealers agreed to settle SEC charges for allegedly misleading institutional customers regarding the operation of a dark pool.
United States
23 Sep 2018
10
SEC Commissioner Criticizes Recent SEC Actions Relating To Proxy Advisors
SEC Commissioner Robert J. Jackson Jr. urged the SEC to preserve the current role of proxy advisors in shareholder voting.
United States
23 Sep 2018
11
Northern District Of California Dismisses Putative Securities Class Action For Failure To Adequately Allege Misstatements, Scienter, And Loss Causation
On September 7, 2018, Judge Haywood S. Gilliam, Jr. of the United States District Court for the Northern District of California dismissed a putative class action against Impax Laboratories.
United States
23 Sep 2018
12
MSRB Advises Firms On Use Of Municipal Advisory Client Lists, Case Studies And Advertisements
The MSRB published FAQs relating to the use of municipal advisory client lists and case studies. The MSRB also requested comment on a draft compliance resource ...
United States
21 Sep 2018
13
Amusement Park Settles SEC Charges For Failing To Disclose Impact Of Critical Film On Business Performance
An amusement park and two former executives settled SEC charges for failing to disclose the extent to which a documentary film on the park's policies ...
United States
21 Sep 2018
14
SEC Commissioner Peirce Calls On SEC To Embrace Innovation And Allow Cryptocurrency Risk-Taking
SEC Commissioner Hester M. Peirce urged the SEC to embrace FinTech innovation and permit more risk-taking by investors in cryptocurrencies.
United States
21 Sep 2018
15
No Uniform Fiduciary Standard – Not So Fast Says New Jersey
Earlier this week, New Jersey Governor Phil Murphy announced that the New Jersey Bureau of Securities would start rulemaking to "impose a fiduciary duty on all New Jersey investment professionals.
United States
21 Sep 2018
16
ISDA Publishes 2018 U.S. Resolution Stay Protocol: Considerations For The Buy Side
ISDA recently published the ISDA 2018 U.S. Resolution Stay Protocol, which is now open for adherence.
United States
21 Sep 2018
17
Rumors Of The Death Of The American Company
In a recent paper, author Brian Cheffins contends that the concerns about the death of the US public company are overstated.
United States
21 Sep 2018
18
NLRB Attempts To Clarify Joint-Employer Relationships With Proposed New Rule
On September 14, 2018, the National Labor Relations Board (NLRB) issued a Notice of Proposed Rulemaking regarding its standard for determining the existence of joint-employer relationships.
United States
21 Sep 2018
19
U.S. Senate Passes Bills Related To FERC Deadlock, Merger Review
On September 4, 2018, the U.S. Senate passed, by voice vote, two bills related to FERC's authority under the Federal Power Act.
United States
21 Sep 2018
20
The Importance Of Adding Culture To The Board Agenda
On October 3, 2017, the National Association of Corporate Directors (NACD) published the NACD Blue Ribbon Commission Report on Culture as a Corporate Asset ...
United States
21 Sep 2018
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