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Searching Content indexed under Corporate/Commercial Law by Jeremy Kutner ordered by Published Date Descending.
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SEC Rule Lets Funds Adopt "Notice And Access" Rule For Shareholder Reports And Solicits Input On Broader Overview Of Fund Disclosures
On June 5, 2018, the Securities and Exchange Commission adopted new rule 30e-3, which allows registered investment companies to satisfy their obligations to deliver shareholder reports beginning in 2021...
United States
26 Jun 2018
2
Governance & Securities Law Focus: Europe Edition, April 2018
On 16 January 2018, the ESMA published an updated version of its practical guide to the national rules across the EEA on the notification of major holdings under the Transparency Directive.
United States
20 Apr 2018
3
The SEC's Liquidity Rule: Where Do We Stand?
In October 2016, a unanimous Securities and Exchange Commission adopted a package of rules for Investment Company Liquidity Risk Management Programs and set a deadline for implementation of December 2018.
United States
27 Mar 2018
4
Legal Structure Of Business Transfers
Having assessed their existing legal entity structure, client base, and options for remaining in the U.K., firms wishing to maintain current delivery methods to EU customers ...
United States
19 Mar 2018
5
Key Issues For Contingency Plans
There are a number of considerations that affect firms to a greater or lesser extent, depending on their activities and U.K./EU presence and customer base
UK
19 Mar 2018
6
SEC's Inspections And Examinations Office Sets 2018 Priorities
The Securities and Exchange Commission's Office of Compliance Inspections and Examinations' long-awaited examination priorities for 2018 will focus on five principal areas...
United States
9 Feb 2018
7
Changes To The UK Takeover Code—Asset Sales And Other Matters
On 8 January 2018, changes were made to the U.K. Takeover Code (the "Code") which: (i) for the first time, expand the application of the Code to certain "asset" transactions ...
UK
17 Jan 2018
8
UK Corporate Governance Reform – The Government's Final Proposals
On 29 August 2017, the UK Government published its response to the green paper on corporate governance reform that it issued at the end of November 2016.
UK
11 Sep 2017
9
Brexit And Other Key Issues For CFOs And Corporate Treasurers
On June 23, 2016, the UK electorate voted to leave the European Union in an advisory Referendum.
United States
14 Jul 2016
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