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Searching Content indexed under Corporate/Commercial Law by Laura M. Wall ordered by Published Date Descending.
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To Preempt Or Not To Preempt - Courts Issue Competing SLUSA Rulings
The New Jersey federal district court judge remanded the action. In state court, AXA again moved to dismiss, this time successfully.
United States
11 Jul 2018
2
Supreme Court Set To Rule On Constitutionality Of SEC's ALJs
As a result, the Supreme Court appointed an amicus curiae, New York appellate attorney Anton Metlitsky, to defend the SEC's prior position.
United States
9 Jul 2018
3
SEC Whistleblower Awards To Insurance Department Employees?
Many federal, state, and local governmental employees may be eligible for awards pursuant to the SEC's whistleblower program under the Dodd-Frank Act.
United States
11 Jan 2018
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