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Searching Content indexed under Corporate/Commercial Law by Le-el Sinai ordered by Published Date Descending.
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U.S. Securities And Exchange Commission Publishes Joint Statement On Broker-Dealer Custody Of Digital Asset Securities
The Joint Statement noted the Regulators' discussions with these industry participants have contributed to the Regulators' ever-evolving understanding of how certain federal securities laws and FINRA rules may affect or be applicable to those industry participants.
United States
18 Jul 2019
2
FINRA Issues First Litigated Enforcement Action Against Crowdfunding Portal
On June 5, 2019, a FINRA panel handed down its first enforcement action against a funding portal.
United States
26 Jun 2019
3
Lessons Learned – The Importance Of Governance And Regulatory Oversight In Storing Crypto Assets
Quadriga, Canada's largest cryptocurrency exchange, is unable to gain access to about $145 million (USD) of bitcoin and other digital assets following the sudden death of Gerald Cotten, its co-founder and CEO...
United States
12 Feb 2019
4
SEC In First Enforcement Action Against Token Exchange
On November 8, 2018, the U.S. Securities and Exchange Commission (the "SEC") settled its first case against an unregistered cryptocurrency exchange.
United States
14 Nov 2018
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