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Searching Content indexed under Corporate/Commercial Law by Hogan Lovells ordered by Published Date Descending.
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FIG Bulletin, 6 September 2019
The Financial Conduct Authority (FCA) has updated its webpage on guidance consultation 19/3 (GC19/3), which seeks views on proposed guidance for firms on the fair treatment of vulnerable
UK
10 Sep 2019
2
SEC Proposes To Amend Requirements For Disclosure On Business, Legal Proceedings And Risk Factors
On August 8, the SEC proposed amendments to Regulation S-K to modernize required disclosures on business, legal proceedings and risk factors in Exchange Act and Securitie
United States
28 Aug 2019
3
FIG Bulletin, 16 August 2019
The Financial Conduct Authority (FCA) has published the protocols for the conduct of the "lessons learned" reviews, commissioned by the non-executive directors of the FCA, for:
UK
22 Aug 2019
4
FIG Bulletin, 9 August 2019
The FCA has published the findings of a review into how successfully the SMCR is embedded into the banking sector.
UK
14 Aug 2019
5
FIG Bulletin, 26 July 2019
Fair pricing in financial services: FCA FS19/4 - summary of responses and next steps.
Worldwide
31 Jul 2019
6
FIG Bulletin, 19 July 2019
The FCA has published a speech by Andrew Bailey, Chief Executive of the FCA, given at the Securities Industry and Financial Markets Association's (SIFMA) LIBOR Transition Briefing in New York
UK
25 Jul 2019
7
Fig Bulletin, 12 July 2019
The UK Financial Conduct Authority (FCA) has published an update relating to the extension of the senior managers and certification regime (SMCR) to FCA solo-regulated firms
UK
22 Jul 2019
8
Funds Talk: July 2019
In the Chancellorʼs 2019 Mansion House dinner speech, delivered on 20 June 2019, Philip Hammond announced a review of the UK regulatory framework and payments landscape in 2019.
European Union
10 Jul 2019
9
FIG Bulletin, 21 June 2019
On 12 June 2019, the Financial Conduct Authority (FCA) published a final report on its investigation in to RBS treatment of small and medium-sized enterprise (SME) customers transferred to its GRG.
Worldwide
27 Jun 2019
10
FIG Bulletin, 5 April 2019
We are delighted to send you our latest e-newsletter, setting out developments from 25 March to 5 April 2019.
Worldwide
29 Apr 2019
11
FIG Bulletin, 8 March 2019
We are delighted to send you our latest e-newsletter, setting out developments from 4th to 8th March 2019.
Worldwide
16 Apr 2019
12
The Prospectus Regulation Is Coming: Getting Your Debt Prospectuses Ready
The latest piece of the Prospectus Regulation puzzle has arrived.
European Union
10 Apr 2019
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