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Searching Content indexed under Corporate/Commercial Law by Aaron Katz ordered by Published Date Descending.
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DOJ Issues Guidance On Individual Accountability For Corporate Misconduct
Under this new guidance, corporations have an enhanced responsibility to provide information to DOJ about individual misconduct in order to be eligible to receive credit for cooperating with a DOJ investigation.
United States
14 Sep 2015
2
SEC Announces A Maximum Whistleblower Award To An Employee Who Faced Employment Retaliation As A Consequence Of Reporting Dodd-Frank Act Violations To The Commission
In June of last year, Paradigm Capital Management agreed to pay the SEC nearly $2 million to settle allegations that it violated the Dodd-Frank Act's conflict-of-interest rules...
United States
5 May 2015
3
SEC Imposes Fine On KBR For Violating Dodd-Frank Whistleblower Protection Rule
On April 1, 2015, the U.S. Securities and Exchange Commission announced the resolution of its first enforcement action against a company for violations of the whistleblower protection provisions of the Dodd-Frank Act regulations.
United States
7 Apr 2015
4
Government Enforcement Attorneys Review Regulatory Challenges Facing Companies In Financial Services, Health Care And Government Contracting Industries
On October 2, government enforcement partner Jason Brown and government enforcement associate Aaron Katz published an article titled "Can a corporation be liable for ‘violating’ an ambiguous regulation?" in Inside Counsel magazine.
United States
8 Oct 2013
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