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Searching Content indexed under Securities by Jeremy Kutner ordered by Published Date Descending.
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SEC Rule Lets Funds Adopt "Notice And Access" Rule For Shareholder Reports And Solicits Input On Broader Overview Of Fund Disclosures
On June 5, 2018, the Securities and Exchange Commission adopted new rule 30e-3, which allows registered investment companies to satisfy their obligations to deliver shareholder reports beginning in 2021...
United States
26 Jun 2018
2
Governance & Securities Law Focus: Europe Edition, April 2018
On 16 January 2018, the ESMA published an updated version of its practical guide to the national rules across the EEA on the notification of major holdings under the Transparency Directive.
United States
20 Apr 2018
3
The SEC's Liquidity Rule: Where Do We Stand?
In October 2016, a unanimous Securities and Exchange Commission adopted a package of rules for Investment Company Liquidity Risk Management Programs and set a deadline for implementation of December 2018.
United States
27 Mar 2018
4
SEC's Inspections And Examinations Office Sets 2018 Priorities
The Securities and Exchange Commission's Office of Compliance Inspections and Examinations' long-awaited examination priorities for 2018 will focus on five principal areas...
United States
9 Feb 2018
5
Brexit And Other Key Issues For CFOs And Corporate Treasurers
On June 23, 2016, the UK electorate voted to leave the European Union in an advisory Referendum.
United States
14 Jul 2016
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