Search
Searching Content indexed under Securities by Gabriella S. Paglieri ordered by Published Date Descending.
Links to Result pages
 
1  
 
Title
Country
Organisation
Author
Date
1
Supreme Court Set To Rule On Constitutionality Of SEC's ALJs
As a result, the Supreme Court appointed an amicus curiae, New York appellate attorney Anton Metlitsky, to defend the SEC's prior position.
United States
9 Jul 2018
2
Second Circuit Martoma Ruling, Affirming Tippee's Conviction, Backtracks on Newman, and Adds Yet More Uncertainty to Ever-Evolving Insider Trading Law
Last week's dueling opinions in the Second Circuit in United States v. Martoma – Chief Judge Katzman's 37-page majority opinion and Judge Pooler vigorous 44-page dissent – once again transformed insider trading law, in the aftermath of last December's Salman decision in the U.S. Supreme Court, by modifying, if not overruling the circuit's prior decision in United States v. Newman.
United States
30 Aug 2017
3
Chief Compliance Officers Beware
In the Matter of Windsor Street Capital, L.P., initiated in January of this year, is a case in point.
United States
7 Jul 2017
4
Circuits Split Over Constitutionality Of SEC's Administrative Law Judges
The circuit split may make this issue ripe for future U.S. Supreme Court review.
United States
13 Apr 2017
5
D.C. Circuit: SEC's In-House Court Is Constitutional
The D.C. Circuit was found that the appointment of the SEC's administrative law judges (ALJs) is constitutional and upheld the constitutionality of the APs.
United States
28 Oct 2016
Links to Result pages
 
1