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Searching Content indexed under Securities by Osler, Hoskin & Harcourt LLP ordered by Published Date Descending.
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1
CSA Finalizes Client Focused Reforms To Canadian Securities Registration Rule
•On October 3, 2019, the Canadian Securities Administrators (CSA) published Reforms to Enhance the Client-Registrant Relationship (Client Focused Reforms)
Canada
16 Oct 2019
2
SEC Issues Guidance Regarding Activities Of Proxy Advisory Firms
•its interpretation that voting advice communications from proxy advisory firms are generally solicitations that are subject to SEC antifraud
United States
30 Aug 2019
3
Canada Is First Jurisdiction Worldwide To Require Diversity Disclosure Beyond Gender; Diversity Disclosure Rules Will Apply To Federally Incorporated Public Companies Effective Jan. 1, 2020
Effective January 1, 2020, corporations governed by the Canada Business Corporations Act (CBCA) with publicly traded securities will be required to provide shareholders with information
Canada
5 Aug 2019
4
Failure To [Coin]Launch – Caution For Crypto-Asset Consultants, Advisers And Service Providers
On July 24, 2019, the Ontario Securities Commission (the "OSC") approved a settlement agreement with CoinLaunch Corp. ("CoinLaunch")
Canada
1 Aug 2019
5
OSC Adopts Pre-Filing Reviews For Mining Issuers
On June 6, 2019, the Ontario Securities Commission (OSC) announced by way of Staff Notice [PDF] the adoption of a pre-filing review regime for mining issuers
Canada
19 Jun 2019
6
New Guidance On Soliciting Dealer Arrangements
The use of soliciting dealer arrangements in Canada – where issuers pay fees to investment dealers to get securityholders to vote in favour or support certain actions
Canada
17 Jun 2019
7
"Testing The Waters" Before A Public Offering Of Securities: Navigating The Rules, Without Getting All Wet
It is natural to want to put a toe in the water to test the temperature before plunging in, to avoid the shock of an unexpectedly cold reception.
Canada
28 May 2019
8
CSA And IIROC Propose Regulatory Framework For Cryptoasset Trading Platforms
On March 14, 2019, the Canadian Securities Administrators (CSA) and the Investment Industry Regulatory Organization of Canada published Consultation Paper 21-402 Proposed Framework for Crypto-Asset Trading Platforms
Canada
27 Mar 2019
9
OSC Approves $30 Million Settlement With Katanga Over Financial Misstatements And Failure To Disclose DRC Risks
Reflecting the trend toward increasing monetary penalties, the Ontario Securities Commission (the "OSC") accepted an eye-popping $30 million settlement payment in the Katanga Mining Limited ("Katanga") matter.
Canada
3 Jan 2019
10
U.S. Capital Markets Developments In 2018: From Rocks In The Ground To Rolling With Cannabis, And Everything In Between
A number of developments from the US SEC in 2018 will be of special interest to Canadian companies and their investors in the very traditional mining sector and the very non-traditional cannabis sector.
Canada
21 Dec 2018
11
Canadian Developments Affecting Cross-Border Offerings Of Securities
With cannabis companies dominating the headlines in 2018, it was easy to overlook other Canadian developments affecting capital markets activities.
Canada
21 Dec 2018
12
Cryptoassets In 2018: Prices Down, Enforcement Up, Institutional Interest Steady
While 2018 began with prices for cryptoassets like bitcoin and ether at or just off record highs, it appears that the year will end with prices down 75% or more.
Canada
21 Dec 2018
13
The Take-Over Bid Regime After Two Years
It has now been over two years since Canada's take-over bid regime was revamped to provide for a minimum 105-day bid period, a mandatory 50% minimum tender condition and a 10-day extension ...
Canada
21 Dec 2018
14
Legal Year In Review 2018
Osler's insights on key developments in 2018 and their implications for Canadian business.
Canada
20 Dec 2018
15
Alberta Securities Commission Implements Whistleblower Program
On November 20, 2018, the Alberta Securities Commission (ASC) announced the creation of its whistleblower program and the Office of the Whistleblower (OWB).
Canada
29 Nov 2018
16
Reference Re Pan-Canadian Securities Regulation
Canada's long pursuit of a more integrated and national approach to securities regulation has received a major boost.
Canada
15 Nov 2018
17
CSA Finalizes Alternative Mutual Funds Regime
On October 4, 2018, the Canadian Securities Administrators (the CSA) published amendments (the Amendments) to National Instrument 81-102 Investments Funds (NI 81-102) ...
Canada
17 Oct 2018
18
The Cross-Border Quarterly Report - September 2018
The Cross-Border Quarterly Report is a snapshot of transactional activity across the Canada-U.S. border.
Canada
1 Oct 2018
20
Government Of Ontario Rejects CSA Proposal On Embedded Commissions
Earlier today, the Canadian Securities Administrators (CSA) published proposed regulatory amendments that would prohibit the payment of commissions to dealers on most sales of mutual funds
Canada
17 Sep 2018
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