Search
Searching Content indexed under Securities by Jones Day ordered by Published Date Descending.
Links to Result pages
 
1 2 3 4 5 6 7 8 9 10 11 . . .  
>>Next
 
Title
Country
Organisation
Author
Date
1
Australian Securities And Investments Commission's Half-Year Review Of Public M&A Activities: Trends, Issues And Reminders
The Australian Securities and Investments Commission ("ASIC") recently released its report on its corporate finance regulatory activities for the first half of 2019
Australia
7 Oct 2019
2
SEC Takes First Step Toward Improving Accountability of Proxy Advisers
The Background: The Securities and Exchange Commission ("SEC") published guidance affecting proxy advisory firms and the investment advisers that rely on them as a follow-up to its November 2018 proxy process roundtable.
United States
23 Sep 2019
3
Where To Go With "Go Shops" In Australian M&A?
Go Shops remain a rarity in the Australian M&A market.
Australia
23 Sep 2019
4
Delaware Court Rules Appraisal Action Is A Covered "Securities Claim" Under D&O Policy
The Delaware Superior Court's Solera ruling lends considerable support to corporations seeking D&O insurance coverage for shareholder appraisal proceedings.
United States
19 Sep 2019
5
FINRA Clarifies When Credit For Extraordinary Cooperation Will Be Awarded In Investigations
The Situation: In recent years, broker-dealers have been seeking further transparency from the Financial Industry Regulatory Authority ("FINRA")
United States
19 Sep 2019
6
SEC Enforcement In Financial Reporting And Disclosure: 2019 Mid-Year Update
We are pleased to present our annual mid-year update on financial reporting and issuer disclosure enforcement activity for 2019.
United States
18 Sep 2019
7
Managing Legal Risks For ESG Disclosures Under U.S. Law
Whether on their own initiative or in response to pressure from regulators, consumers, or activist shareholders, many issuers are disclosing more and more about their environmental, social
United States
16 Sep 2019
8
New Regime For Debt Prospectuses: Ready, Set, Go!
Debt capital markets players are entering into the Prospectus 3 era, with three major changes impacting debt prospectuses.
United States
16 Sep 2019
9
SEC Proposes To Modernize Certain Disclosures Under Regulation S-K
The Situation: In an effort to update the rules to improve disclosures for investors and to simplify compliance efforts for registrants, the U.S. Securities and Exchange Commission ("SEC")
United States
13 Sep 2019
10
Delaware Court Rules Appraisal Action Is A Covered "Securities Claim" Under D&O Policy
In a significant ruling for policyholders on an issue of first impression, on July 31, 2019, the Delaware Superior Court determined that shareholder appraisal actions constitute
United States
12 Sep 2019
11
New York Commercial Division Imposes PSLRA Discovery Stay In Securities Act Class Action
A recent decision by the New York Commercial Division held that the Private Securities Litigation Reform Act's automatic stay of discovery pending a motion to dismiss applies to Securities Act claims
United States
11 Sep 2019
12
FINRA Advises Member Firms To Submit Questions To The SEC On Regulation Best Interest
FINRA advises broker-dealers about the SEC's recently adopted Regulation Best Interest and solicits implementation questions.
United States
11 Sep 2019
13
SEC/FINRA Issue Joint Guidance On Broker-Dealer Custody Of Digital Assets
The Statement identifies several issues that broker-dealers participating in digital asset securities trades must consider, including, most notably, the custodying of such assets.
United States
11 Sep 2019
14
SEC Qualifies First Issuance of Digital Token Under Regulation A+
News of regulatory approvals provides some measure of optimism for the future of compliant digital token offerings and a potential path for other companies to follow.
United States
10 Sep 2019
15
United States
10 Sep 2019
16
Mandatory Summer Reading: SEC Staff Issues Rare Joint Statement On LIBOR Transition
The Divisions and the OCA released the Statement on July 12, 2019.
United States
23 Jul 2019
17
New Regime For Debt Prospectuses : Ready, Set, Go!
Debt capital markets players are entering into the Prospectus 3 era, with three major changes impacting debt prospectuses.
European Union
22 Jul 2019
18
Bank Of England Publishes Discussion Paper On Risk Management Systems For Collateral Referencing LIBOR
The BoE requests that views be submitted to the discussion paper by September 27.
Worldwide
9 Jul 2019
19
Final Rule On Regulation Best Interest Now Complete
Broker-dealers will need to review their policies and procedures on the methodology for making recommendations to ensure compliance with the Care Obligation.
United States
4 Jul 2019
20
SEC Explores Ways To Simplify, Harmonize, And Improve The Framework For Exempt Offerings
The Securities Act contains various exemptions from its registration requirements and authorizes the SEC to adopt additional exemptions.
United States
4 Jul 2019
Links to Result pages
 
1 2 3 4 5 6 7 8 9 10 11 . . .  
>>Next