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Searching Content indexed under Securities by Goodmans LLP ordered by Published Date Descending.
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1
What Makes A "Utility Token"? - SEC Delivers Rare No-Action Letter To Token Issuer
Last month, the U.S. Securities Exchange Commission (SEC) issued a no-action letter to Pocketful of Quarters, Inc. (PoQ), a Connecticut-based gaming start-up looking to issue tokens on the Ethereum
Canada
4 Sep 2019
2
CBCA Diversity Disclosure Requirements Effective For 2020 Proxy Season
Whether the corporation has adopted term limits or other mechanisms of board renewal and either a description of those term limits or mechanisms or the reasons why it has not adopted them.
Canada
15 Aug 2019
3
CSA Provides Guidance Aimed At Improving Disclosure Of Material Climate Change-Related Risks
The Staff Notice does not modify or create legal obligations for reporting issuers.
Canada
13 Aug 2019
4
Canadian Securities Administrator To Consider Regulatory Framework For Crypto Assets
The Canadian Securities Administrator recently released its 2019-2022 business plan, which reveals the CSA is considering the development of a regulatory regime for crypto assets and crypto trading platforms over the next three years.
Canada
26 Jun 2019
5
OSC Launches Pre-Filing Review Of Mining Technical Disclosure In Short Form Prospectus Offerings
Effective immediately, the Ontario Securities Commission (OSC) announced through OSC Staff Notice 43-706 – Pre-Filing Review of Mining Technical Disclosure that reporting issuers in the mining industry ...
Canada
17 Jun 2019
6
IIROC Guidance On Soliciting Dealer Arrangements And The Use Of "Vote Buying" In Contested Director Elections
The Notice addresses key considerations that have arisen from the use by boards and others of soliciting dealer arrangements.
Canada
5 Jun 2019
7
TSX Introduces TSX Sandbox – A New Framework For Listing Applications
Procedurally, the TSX recommends that issuers request a pre-filing meeting before submitting an application to the sandbox.
Canada
16 Apr 2019
8
Canadian Securities Regulators Propose To Regulate Crypto-Asset Platforms
The Canadian Securities Administrator (CSA) and the Investment Industry Regulatory Organization of Canada (IIROC, together with the CSA, the "Regulators")
Canada
10 Apr 2019
9
Key Areas Of Focus For The 2019 Proxy Season
Both ISS and Glass Lewis will consider oversight issues concerning E&S risks in their case-by-case analyses of issuers.
Canada
6 Feb 2019
10
OSC Continues Ongoing Efforts To Reduce Regulatory Burden
The OSC recently published OSC Staff Notice 11-784 – Burden Reduction seeking input on ways to reduce unnecessary regulatory burden in Ontario's capital markets, and announcing a related roundtable discussion...
Canada
4 Feb 2019
11
Supreme Court Of Canada Refuses Leave To Appeal On Insider Trading And Tipping Restrictions Case
On December 13, 2018, the Supreme Court of Canada dismissed applications by Howard Jeffrey Miller and Man King Cheng for leave to appeal the Ontario Court of Appeal's decision in Finkelstein
Canada
28 Dec 2018
12
ISS Releases 2019 Proxy Voting Guidelines Updates For Canada
ISS introduced its board gender diversity policy for the 2018 proxy season for S&P/TSX Composite Index companies.
Canada
28 Nov 2018
13
Supreme Court Gives Green Light To Pan-Canadian Securities Regulator
On November 9, 2018, the Supreme Court of Canada released its decision in the Reference re Pan-Canadian Securities Regulation, holding that the proposed pan-Canadian securities regulatory framework ...
Canada
19 Nov 2018
14
Lessons From The SEC's Recent Settlements With Unregistered Cryptocurrency Firms
On September 11, 2018, the SEC announced its settlement of enforcement actions against two issuers engaging in the offer and sale of cryptocurrencies where, for the first time, the firms and their control persons ...
Canada
16 Oct 2018
15
CSA Provides Guidance On Disclosure Expectations For Cannabis Issuers
On October 10, 2018, the Canadian Securities Administrators published Staff Notice 51-357, summarizing their findings after reviewing the disclosure of 70 reporting issuers operating in the cannabis industry.
Canada
16 Oct 2018
16
TSX Amends Rules Governing Special Purpose Acquisition Corporations; Eliminates Shareholder Meeting Requirement
On October 4, 2018, the Toronto Stock Exchange announced amendments to the rules relating to SPACs. The amendments simplify the process of forming and listing a SPAC and completing a qualifying acquisition.
Canada
10 Oct 2018
17
Canadian Securities Regulators Release Results Of Fourth Gender Diversity Review
The Canadian Securities Administrators ("CSA") recently released CSA Multilateral Staff Notice 58-310 – Report on Fourth Staff Review of Disclosure ...
Canada
9 Oct 2018
18
Canadian Securities Regulators Introduce New Rules For Disclosure Of Non-GAAP Financial Measures
The Canadian Securities Administrators (CSA) recently published for comment new proposed rules and related guidance regarding disclosure requirements for non-GAAP financial measures and other financial measures.
Canada
27 Sep 2018
19
CSA Announces Results Of Continuous Disclosure Review For Fiscal Years 2017 And 2018
Discussion of Operations - Disclosure of Capital Spending Milestones.
Canada
20 Aug 2018
20
Canadian Securities Regulators Provide Update On Approach To Director And Audit Committee Member Independence
On July 26, 2018, the Canadian Securities Administrators (CSA) published CSA Staff Notice 52-330 Update on CSA Consultation Paper 52-404 Approach to Director and Audit Committee Member Independence.
Canada
2 Aug 2018
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