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Searching Content indexed under Securities by Fasken ordered by Published Date Descending.
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1
Ontario Securities Commission And CoinLaunch Settle Regarding Unregistered Activities
On July 24, 2019, the Ontario Securities Commission (the "OSC") approved a settlement agreement with CoinLaunch Corp. ("CoinLaunch"),
Canada
6 Sep 2019
2
Alive And Kik-Ing: Kik Interactive Faces SEC Action But Vows To Fight Back
On June 4, 2019, the US Securities and Exchange Commission (SEC) sued Kik Interactive Inc.
Canada
12 Jul 2019
3
Doing Business In Canada 2019 - Acquiring A Canadian Business
There are two main issues to consider when acquiring a Canadian business.
Canada
3 Jul 2019
4
Doing Business In Canada 2019 - Financing A Business Operation
A foreign investor seeking to raise capital for Canadian business operations may choose debt financing, equity financing, or a combination of both.
Canada
3 Jul 2019
5
Proposed Legislative Changes To The Taxation Of Employee Stock Options In Canada
In the 2019 Federal Budget, the Canadian government outlined its proposal to introduce a $200,000 annual limit on employee stock option grants for employees of "large, long-established, mature firms".
Canada
1 Jul 2019
6
IIROC Provides Guidance On Soliciting Dealer Arrangements
IIROC recently published guidance regarding managing conflicts of interest arising from soliciting dealer arrangements. The guidance elaborates on existing conflict of interest rules in the context
Canada
27 Jun 2019
7
Ontario's OSC Following SEC In Whistleblower Bounties
The question of internal compliance is always a challenge when regulators offer rewards to whistleblowers with cash awards. Why report internally when the whistleblower can get paid if they report externally?
Canada
6 Jun 2019
8
Selected Tax Measures In The 2019 Federal Budget - Canada
The Minister of Finance (Canada), the Honourable Bill Morneau, presented the Government of Canada's (the "Federal Government") 2019 Federal Budget ("Budget 2019") on March 19, 2019 ("Budget Day").
Canada
27 Mar 2019
9
Streamlining Processes And Procedures: Objectives For The Burden Reduction Task Force
The comprehensive consultation is fully supported by the government and seeks to enable the transformation of inefficient past practices.
Canada
5 Mar 2019
10
The U.S. Government Shutdown: Ripple Effects North Of The Border
By tomorrow, federal district courts will have run out of funds.
Canada
5 Mar 2019
11
Weeding-Out A Lack Of Disclosure
On October 10, 2018, the Canadian Securities Administrators (CSA) issued CSA Staff Notice 51-357 Staff Review of Reporting Issuers in the Cannabis Industry (Staff Notice) ...
Canada
27 Nov 2018
12
The Supreme Court Of Canada Green Lights National Securities Regulatory Regime–Who Will Drive Ahead?
The Supreme Court of Canada (SCC) released its decision on November 9, 2018, holding that the proposed co-operative pan-Canadian securities regulator
Canada
16 Nov 2018
13
The New Liquid Alt Funds Regime – And Some Changes For Conventional Mutual Funds And Closed-End Funds
On October 4, 2018, the Canadian securities administrators published the final version of the amendments that will create a new regime for liquid alternative mutual funds (alt funds).
Canada
9 Oct 2018
14
5 Things You Should Know About The Latest CSA Staff Review On Gender Diversity
It's fall, which means it's time for the annual Canadian Securities Administrators staff review of disclosure made by public companies under Form 58-101F1 Corporate Governance Disclosure,
Canada
5 Oct 2018
15
BCSC Proposes Electronic Filing Of Annual Reports Of Exempt Distributions
The British Columbia Securities Commission published proposed amendments to British Columbia Instrument 13-502 Electronic Filing of Reports of Exempt Distribution that would require investment fund issuers ...
Canada
28 Sep 2018
16
OSC LaunchPad – Annual Summary Report
The Ontario Securities Commission released OSC Staff Notice 33-749 Annual Summary Report for Dealers, Advisers and Investment Fund Managers on August 23, 2018 (Staff Notice).
Canada
25 Sep 2018
17
CSA Amends Requirements For Reporting Exempt Distributions
The CSA published amendments to National Instrument 45-106 Prospectus Exemptions and CSA Staff Notice 45-308 Guidance for Preparing and Filing Reports of Exempt Distribution under 45-106 to change the ...
Canada
12 Sep 2018
18
OSC Staff Notice Comments On Fund Manager Oversight Of Related Party Service Providers
The Ontario Securities Commission released OSC Staff Notice 33-749 – Annual Summary Report for Dealers, Advisers and Investment Fund Managers on August 23, 2018 (OSC Staff Notice).
Canada
5 Sep 2018
19
How Much Do You Know About Cryptoassets?
On June 28, 2018, the Investor Office of the Ontario Securities Commission (OSC) published a report entitled "Taking Caution: Financial Consumers and the Cryptoasset Sector".
Canada
20 Aug 2018
20
MFDA Continuing Education Proposed Rules And Policy
On March 26, 2018, the Mutual Fund Dealers Association (MFDA) published proposed MFDA Rules 1.2 Definitions and 1.26 Continuing Education (collectively, Proposed Rules) ...
Canada
17 Aug 2018
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