Searching Content indexed under Securities by Frankfurt Kurnit Klein & Selz ordered by Published Date Descending.
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SEC Says New Advertising Rules Are Coming
In a speech at the Investment Adviser Association Conference, the Director of the Securities & Exchange Commission's Division of Investment Management, Dalia Blass, said that new SEC advertising rules are coming ...
United States
19 Mar 2019
SEC Charges Celebrities With Posting Misleading Endorsements In Social Media
Yesterday, the Securities & Exchange Commission announced that it had reached settlements with music producer DJ Khaled and boxer Floyd Mayweather Jr. over charges that they improperly promoted securities in social media.
United States
5 Dec 2018
NY Court Expands Protections For Employers To Safeguard Proprietary Information
Yesterday a New York State appeals court reinstated the conviction of a former Goldman Sachs computer programmer under New York's unlawful use of secret scientific material statute.
United States
30 Jan 2017
New Regulation A Rules Survive Legal Challenge
Here's some news for businesses considering capital raises via the Internet.
United States
16 Jun 2016
SEC Sets Limits On Crowdfunding
On Oct. 30, 2015, the U.S. Securities and Exchange Commission issued new regulations to complete its work for implementing the sections of the JOBS Act that, for the first time, permit use of the Internet to raise equity financing.
United States
19 Jan 2016
Investment Crowdfunding Is Now (Almost) Legal For All Investors
New SEC crowdfunding regulations will offer 2 new ways to raise capital via Internet offerings.
United States
2 Apr 2015
"My Big Fat Greek Wedding": A Securities Law Trap
We frequently see private placement memoranda, seeking to raise capital for films, which refer to independent film success stories such as "My Big Fat Greek Wedding," "Little Miss Sunshine," or other independent films which became box office hits.
United States
27 Mar 2015
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