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Searching Content indexed under Securities by Pryor Cashman LLP ordered by Published Date Descending.
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1
SEC And FINRA Issue Joint Statement On Broker-Dealer Custody Of Digital Asset Securities
The SEC and FINRA, the self-regulatory organization that oversees broker-dealers, issued an unusual joint statement on July 8, 2019, to address questions, raised recently by various participants in businesses ...
United States
15 Jul 2019
2
Greenlane Becomes First U.S.-Based Cannabis Business To List On NASDAQ
Earlier this month, Pryor Cashman client Greenlane Holdings, Inc., a leading distributor of premium vaporization products and consumption accessories, commenced an initial public offering of its Class A common stock.
United States
1 May 2019
3
Reporting Cybersecurity Breaches To The SEC - What To Say And When To Say It
In April 2018, the Securities and Exchange Commission reached a $35 million settlement with Altaba, Inc. over charges that the company misled investors by failing to disclose a massive 2014 cyber breach.
United States
15 Mar 2019
4
5 Key Updates For Public Companies In 2019
Over the past several months, the Securities and Exchange Commission has proposed and/or adopted new rules and regulations, and provided guidance, that impact the disclosure obligations of, and the financing opportunities available to, public companies.
United States
13 Mar 2019
5
Ex-Barclays Trader's Sudden Acquittal Sends Shock Waves
A federal judge's decision to acquit Robert Bogucki, a former Barclays foreign currency options trader who'd been charged with fraud, shocked prosecutors at the U.S. Department of Justice and opened questions ...
United States
7 Mar 2019
6
Corporate Transaction Highlights - 2018 Year In Review
Pryor Cashman's nationally-recognized Corporate Group closed out a very active 2018 for its clients.
United States
5 Feb 2019
7
SEC Expands Regulation A To Cover Reporting Companies
On December 19, 2018, the Securities and Exchange Commission adopted amendments to Rules 251 and 257 under the Securities Act of 1933 ...
United States
9 Jan 2019
8
Pryor Cashman Reps Underwriters Of Aptorum Group IPO
Pryor Cashman represented Boustead Securities, LLC, China Renaissance Securities (HK) Limited and AMTD Global Markets Limited ...
United States
28 Dec 2018
9
Federal Court Denies SEC's Motion To Halt ICO In Narrow Ruling
On November 27, 2018, the United States District Court for the Southern District of California denied a motion for preliminary injunction ...
United States
18 Dec 2018
10
SEC Issues Cease & Desist Order Against Operator Of EtherDelta
As previously covered by the FinTech Monitor, in March 2018 the SEC's Enforcement and Trading and Markets Divisions jointly issued a statement warning investors ...
United States
14 Nov 2018
11
New York Federal Court Rules Initial Coin Offerings May Have Been Illegal Securities Offerings (Video)
On September 11, 2018, a Brooklyn federal court ruled that the government's case against Maksim Zaslavskiy
United States
18 Sep 2018
12
New York Federal Court Says Seller Of Crypto Tokens May Have Violated Securities Laws (Video)
In this vlog, Jeffrey Alberts, co-head of Pryor Cashman's FinTech Group, explains how securities laws apply to initial coin offerings and the significance of the court's decision.
United States
18 Sep 2018
13
Trading Bitcoin Illegal In Saudi Arabia
The Saudi Arabian Monetary Authority (SAMA) has taken the position that Bitcoin is now illegal in Saudi Arabia. SAMA published a warning drafted by its Standing Committee
Saudi Arabia
24 Aug 2018
14
Big Little Companies: New SEC Amendments Allow More Companies To Benefit From Scaled Disclosure Requirements
On June 28, 2018, the SEC unanimously voted to adopt amendments to the definition of "smaller reporting company" to expand the number of issuers that qualify for certain existing scaled disclosure accommodations under the federal securities laws.
United States
12 Jul 2018
15
XRP Purchaser Brings Class Action Suit Against Ripple Labs For Unregistered Sale Of Securities
Earlier this month, a class action lawsuit was brought against Ripple Labs, Inc. ("Ripple Labs") and XRP II, LLC ("XRP LLC") ...
United States
16 May 2018
16
SEC "Focused" On Digital Currency Trading Platforms
Not addressed by the SEC's statement are non-securities regulatory questions faced by online trading platforms.
United States
12 Mar 2018
17
SEC Suspends Trading In Three Blockchain Companies
On February 16, 2018, the U.S. Securities and Exchange Commission suspended trading in the securities of Cherubim Interests, Inc., PDX Partners, Inc. and Victura Construction Group, Inc...
United States
27 Feb 2018
18
Jeffrey Alberts Weighs Costs And Benefits Of Registering Token Sales As Securities Offerings (Video)
Jeffrey Alberts, Co-Chair of Pryor Cashman's FinTech Group, weighs the costs and benefits of registering sales of cryptocurrency tokens as securities offerings.
United States
13 Feb 2018
19
IOSCO Warns Investors About ICOs
The IOSCO noted that some purchasers of ICO digital tokens appear to be engaging in highly speculative investments.
United States
8 Feb 2018
20
Massachusetts Securities Division Files Complaint Against ICO Promoters Alleging Violations Of State Securities Laws
On January 17, 2018, the Massachusetts Securities Division filed an administrative complaint against Kirill Bensonoff and his company Caviar, a Cayman Islands entity, charging them ...
United States
23 Jan 2018
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