Searching Content indexed under Compliance by Thomas Murphy ordered by Published Date Descending.
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SEC Proposes New Rules That Would Make Available Scaled Disclosure To More Companies
On June 27, 2016, the SEC proposed amendments to its rules and regulations that would expand the number of companies that qualify as "smaller reporting companies" by revising the thresholds for qualification that would largely impact companies with a public float of between $75 million and $250 million.
United States
8 Jul 2016
SEC Reins in Use of Non-GAAP Financial Measures with New Guidance
On May 17, 2016, the Securities and Exchange Commission issued six new Compliance & Disclosure Interpretations (C&DIs) and modified other existing C&DIs to provide additional guidance on the use of non-GAAP financial measures under Regulation G.
United States
24 May 2016
2016 Proxy Season Checklist – What You Need To Know
As we roll into a new year and a new public company reporting season, public companies should be aware of a number of rule changes and rulemakings, SEC staff guidance, disclosure trends and emerging best practices relating to corporate governance, executive compensation, proxy access, shareholder engagement and other topics.
United States
1 Feb 2016
Dodd-Frank Wall Street Reform and Consumer Protection Act: Immediate Impact on Regulation D Offerings to Individual Accredited Investors
On July 15, 2010, the U.S. Senate passed the Dodd-Frank Wall Street Reform and Consumer Protection Act (Act). President Obama is expected to sign the Act into law during the week of July 19, 2010.
United States
20 Jul 2010
Two Years Later – A Recap of The Sarbanes-Oxley Act of 2002 And Related SEC Rulemaking
The Sarbanes-Oxley Act of 2002 (Sarbanes-Oxley) was enacted at a time of remarkable turmoil for corporate America.
United States
1 Sep 2004
A General Counsel’s Guide To Avoiding "Obstruction Of Justice" Liability
The successful prosecutions of Martha Stewart and Frank Quattrone highlight the increased risk corporate executives face from "obstruction of justice" and similar offenses.
United States
9 Jun 2004
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