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Searching Content indexed under Compliance by Reed Smith ordered by Published Date Descending.
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1
NERC Enforcement Of The Critical Infrastructure Protection Reliability Standards
On January 25, 2019, the North American Reliability Corporation (NERC) posted a Notice of Penalty describing a settlement agreement with a utility company over alleged violations
United States
27 Feb 2019
2
Lessons Learned – The Importance Of Governance And Regulatory Oversight In Storing Crypto Assets
Quadriga, Canada's largest cryptocurrency exchange, is unable to gain access to about $145 million (USD) of bitcoin and other digital assets following the sudden death of Gerald Cotten, its co-founder and CEO...
United States
12 Feb 2019
3
Highlighting The "SEC" In Cybersecurity: Continued Regulatory Focus On Preparedness And Response
In recent months, the U.S. Securities and Exchange Commission ("SEC") has emphasized cybersecurity as both an enforcement priority and corporate responsibility, demonstrating its continued focus...
United States
14 Nov 2018
4
SEC In First Enforcement Action Against Token Exchange
On November 8, 2018, the U.S. Securities and Exchange Commission (the "SEC") settled its first case against an unregistered cryptocurrency exchange.
United States
14 Nov 2018
5
Regulation A+: A Path To Market For Crypto Companies?
In addition, once a company has completed an initial public offering, it must comply with extensive ongoing SEC disclosure requirements.
United States
29 Aug 2018
6
"Pact" Health App Breaks Pact, Settles With FTC
The Pact app is premised on paying members that complete health-related weekly "pacts" with funds generated by users that fail to do so.
United States
6 Oct 2017
7
Regulators Prepare for Innovation in Distributed Ledger Technology
Regulators across the globe are considering how existing regulations may accommodate the development of new distributed ledger technologies ("DLT") (also known as "blockchain").
United States
4 Mar 2017
8
Reed Smith Attorneys To Speak At DRI's November 10th Government Enforcement And Corporate Compliance Seminar
Reed Smith attorneys Jason Casell and Steve Miller will be moderating and presenting respectively on the "Pharmaceutical and Medical Devices Industries Update" panel on November 10, 2016 at DRI's Government Enforcement and Corporate Compliance Seminar.
United States
15 Oct 2016
9
SEC Proposes New Rules Requiring Hyperlinks To Exhibits Filed With Registration Statements And SEC Reports
For periodic and current reports filed under the Exchange Act, an active hyperlink to each exhibit listed in the exhibit index would be required at the time the report is filed with the SEC.
United States
20 Sep 2016
10
Major Changes To Nondiscrimination Requirements Under ACA Effective Soon: Are Covered Entities Ready?
The HHS Office of Civil Rights published a final rule May 18, 2016, broadening the nondiscrimination requirements applicable to all health programs and activities receiving federal financial assistance...
United States
3 Jul 2016
11
FTC Penalties Will More Than Double In August
Wages may be stagnant in the United States, but one thing on the rise is the price of getting on the wrong side of the Federal Trade Commission.
United States
3 Jul 2016
12
2015 Corruption Perceptions Index, A Vital Anti-Bribery Compliance Tool, Highlights Global Corruption Risks For Corporations
The 2015 CPI rates 168 countries and territories around the globe based on expert opinions of public sector corruption.
United States
29 Jan 2016
13
SEC Announces 2016 Exam Priorities
The SEC Office of Compliance Inspections and Examinations released its 2016 Exam Priorities recently, as applicable to examined registrants other than national securities exchanges.
United States
18 Jan 2016
14
CFTC Regulation Automated Trading (Regulation AT)
On November 24, 2015, the Commodity Futures Trading Commission held an open meeting at which it unanimously approved its long-anticipated notice of proposed rules referred to as Regulation Automated Trading.
United States
21 Dec 2015
15
Delaware Legislation Reduces Unclaimed Property Audit Frustrations But Reanimates Interest Assessment
On July 22, 2015, the governor signed Senate Bill 141, which makes significant revisions to the Delaware Abandoned and Unclaimed Property statute.
United States
31 Jul 2015
16
FDA Helps Dispensers Enjoy The Summer With Generous DSCSA Compliance Policy
FDA is implementing the new DSCSA Compliance Policy without prior public comment because the policy pertains to statutory requirements that became effective on July 1, 2015.
United States
8 Jul 2015
17
FinCEN Imposes Largest-Ever Penalty Against A Casino
On June 3, the U.S. Treasury's Financial Crimes Enforcement Network issued a $75 million penalty against a Northern Mariana Islands casino for Bank Secrecy Act violations – the largest-ever FinCEN penalty assessed against a casino.
United States
8 Jun 2015
18
OIG Partners With Industry Associations By Issuing Practical Guidance For Health Care Governing Boards On Compliance Oversight
The Guidance updates previous guidance issued by OIG and AHLA, and incorporates insight from the AHIA and HCCA to help assist the internal auditors, compliance officers, and lawyers that report to the Boards.
United States
23 Apr 2015
19
Raising The Bar: New Report Shows An Increase In Suspension And Debarment Actions
On March 31, 2015, the Interagency Suspension and Debarment Committee ("ISDC") released its report to Congress detailing federal suspensions and debarment actions for fiscal year 2014.
United States
16 Apr 2015
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