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Searching Content indexed under Compliance by Hughes Hubbard & Reed LLP ordered by Published Date Descending.
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1
In Corporate Board Member: Getting Compliance Right
Nearly every day brings news of another company caught in the crosshairs of government enforcement agencies.
United States
8 Dec 2017
2
Conducting Effective Internal Investigations - A Checklist For In-House Counsel
Every general counsel over the course of his or her career will face the need to conduct an internal investigation into events at the company.
United States
2 Oct 2017
3
FCPA & Anti-Bribery Alert Fall 2016 (October 2016)
The combination of resolved actions, ongoing criminal and regulatory investigations, guidance issued by regulatory authorities, and other developments discussed below underscore a number of important themes...
United States
20 Oct 2016
4
SEC Fine Against Morgan Stanley Underscores Focus On Cybersecurity
Morgan Stanley Smith Barney LLC recently agreed to pay a $1 million penalty to the U.S. Securities and Exchange Commission after a Morgan Stanley employee downloaded and exposed sensitive investor information.
United States
23 Jun 2016
5
Fraud Section Launches Pilot Program For Voluntary Disclosure Of FCPA Violations: Carrot And Stick Or Bluff And Bluster?
On April 5, 2016, in a memorandum entitled Fraud Section's Foreign Corrupt Practices Act Enforcement Plan and Guidance, the DOJ's Fraud Section unveiled an initiative to encourage voluntary self-reporting in FCPA cases.
United States
20 Apr 2016
6
SEC Adopts Dodd-Frank Mandated Pay Ratio Disclosure Rules
On August 5 the SEC adopted final rules that require disclosure of the ratio between CEO compensation and the median employee compensation, as called for by the Dodd-Frank Act.
United States
21 Aug 2015
7
New York Attorney Generalís Proposal Furthers A Trend Toward Greater Incentives For Whistleblowing And Greater Risks For Corporations
Last week, New York Attorney General Eric Schneiderman announced his proposed "Financial Frauds Whistleblower Act,"...
United States
13 Mar 2015
8
FTC Announces New HSR Thresholds
The Federal Trade Commission has published the annual revisions to the filing thresholds set forth in the Hart-Scott-Rodino Antitrust Improvements Act.
United States
29 Jan 2013
9
FCPA/Anti-Bribery Alert - Summer 2012
For the last several years we have reported on the developing trend of enhanced anticorruption enforcement.
United States
6 Sep 2012
10
United States
11 Jul 2012
11
Landmark Revisions To The HSR Rules And Form Announced
On August 13, 2010, the U.S. Federal Trade Commission ("FTC") proposed landmark revisions to the Hart-Scott-Rodino ("HSR Act") Notification and Report Form ("HSR Form"), as well as to the rules and regulations promulgated under the HSR Act (the "Proposed Revisions").
United States
26 Aug 2010
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