Searching Content indexed under Compliance by Proskauer Rose LLP ordered by Published Date Descending.
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Broker-Dealer Beat - August 2019
Financial services firms, like other businesses, must address employees' requests for more flexible work arrangements, including working from home.
United States
8 Aug 2019
OFCCP Publishes New Compliance Assistance Guides
When OFCCP issued its "Town Hall Action Plan " in May 2018, it stated its commitment to "review and enhance contractor compliance assistance materials."
United States
8 Aug 2019
OFCCP's Second Opinion Letter: Contractors Can Seek Advance Approval Of PAGs, But…
OFCCP will compare employees within PAGs to determine whether there are statistical indicators of discrimination.
United States
8 Aug 2019
OFCCP Revises Proposed Audit Scheduling Letters
On June 28, 2019 The Office of Management and Budget ("OMB") published notice that "OFCCP seeks to revise the letters used to schedule compliance evaluations."
United States
31 Jul 2019
Broker-Dealer And Investment Adviser Standards Of Conduct - SEC Adopts Rules And Interpretations
On June 5, 2019, the Securities and Exchange Commission voted to adopt a package of rulemakings and interpretations, including (i) a new rule creating a standard of conduct for broker-dealers when recommending securities to retail investors (Regulation Best Interest),...
United States
24 Jun 2019
OFCCP's First Published Opinion Letter: Pell Grants Do Not Make Universities Federal Contractors
On May 23, 2019, OFCCP issued its first published opinion letter addressing whether universities and other post-secondary higher educational institutions become covered federal contractors by serving
United States
10 Jun 2019
OCIE Releases Risk Alert For Investment Advisers And Broker-Dealers, Under Regulation S-P
On April 16, 2019, the SEC's Office of Compliance Inspections and Examinations ("OCIE") issued a Risk Alert
United States
14 May 2019
OFCCP Proposes Changes To Audit Scheduling Letters
Quick Hit: OFCCP recently issued a request to the Office of Management and Budget ("OMB") seeking approval of changes to its "scheduling letter, compliance check letter, [] Section 503 focused
United States
3 May 2019
OFCCP Announces 2019 Veteran Hiring Benchmark
On March 27, 2019 the Office of Federal Contract Compliance Programs ("OFCCP") released its 2019 Vietnam Era Veterans' Readjustment Assistance Act ("VEVRAA") ...
United States
9 Apr 2019
BREAKING: OFCCP Selects Contractors For 2019 Audits
On March 25, 2019 OFCCP posted the 2019 CSAL list on its FOIA website, identifying contractors selected for compliance evaluations.
United States
5 Apr 2019
OFCCP Announces New York City Town Hall Meetings
On March 11, 2019 OFCCP announced that, "[i]n order to continue to enhance the scope and quality of OFCCP's compliance assistance materials"
United States
22 Mar 2019
OFCCP Provides Anticipated Guidance On Section 503 Focused Reviews
Quick Hit: As we previously reported, OFCCP is about to introduce "focused reviews" – compliance evaluations focused on a particular area of OFCCP enforcement – and its upcoming publication
United States
21 Mar 2019
Second Circuit Rejects Securities Claims Based On Generic Statements About Ethics And Compliance
The Court of Appeals for the Second Circuit yesterday affirmed the dismissal of a securities class action alleging misrepresentations arising from generalized statements ...
United States
15 Mar 2019
OFCCP Announces CSAL List Coming In March 2019
OFCCP has announced that its next Corporate Scheduling Announcement Lists (CSALs) are expected to be published on its FOIA Library in "mid-to-late March 2019."
United States
5 Mar 2019
OFCCP Reveals Development Of Voluntary Enterprise-Wide Review Program
OFCCP's Directive 2019-04 reveals the development a Voluntary Enterprise-Wide Review Program ("VERP").
United States
21 Feb 2019
Warning: CSALs Will Not Be Sent In The Mail
Quick Hit: According to published reports, OFCCP will not mail out Corporate Scheduling Announcement Letters ("CSAL") this year, but rather will post the lists on its website.
United States
7 Feb 2019
OFCCP Invites Contractors To Submit "Burning Questions"
Quick Hit: OFCCP is inviting contractor stakeholders, and their legal counsel, to submit "Burning Question[s]" to its Help Desk that the agency can answer in forthcoming Opinion Letters.
United States
31 Jan 2019
SEC Staff Announces 2019 OCIE Examination Priorities
On December 20, 2018, the staff of the Office of Compliance Inspections and Examinations (OCIE) of the SEC announced its 2019 examination priorities.
United States
16 Jan 2019
Craig Leen Formally Named Director Of OFCCP
The Office of Federal Contractor Compliance Programs ("OFCCP") has announced that Craig Leen has officially been named the Director of the Office of Federal Contractor Compliance Programs ("OFCCP").
United States
4 Jan 2019
FATCA: Significant Relief In New Proposed Regulations
On December 13, 2018, the Internal Revenue Service (the "IRS") and the U.S. Department of the Treasury (the "Treasury") issued proposed regulations
United States
21 Dec 2018
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