Search
Searching Content indexed under Corporate and Company Law by Lloyd Chinn ordered by Published Date Descending.
Links to Result pages
 
1  
 
Title
Country
Organisation
Author
Date
1
Eastern District of Pennsylvania Grants Summary Judgment On SOX Claim
On July 18, 2019, the U.S. District Court for the Eastern District of Pennsylvania granted a defendant-employer's motion for summary judgment on a SOX whistleblower retaliation claim
United States
9 Aug 2019
2
SEC Continues To Scrutinize Separation Agreements
On August 16, 2016, the SEC announced that Health Net Inc. (Company) agreed to pay a $340,000 penalty to settle charges that it violated Rule 21F-17 by using severance agreements that allegedly prohibited its employees from receiving whistleblower awards from the SEC.
United States
18 Aug 2016
3
SEC Affirms Denial Of Bounties To Three Purported Whistleblowers
On July 19, 2016, the SEC issued an order upholding the SEC Claims Review Staff's ("CRS") Preliminary Determination denying three claims for whistleblower awards.
United States
22 Jul 2016
4
U.S. Supreme Court Extends SOX’s Whistleblower Protection To Employees Of Publicly Traded Company’s Contractors
On March 4, 2014, the United States Supreme Court in Lawson v. FMR LLC held that SOX’s whistleblower protection extends to employees of a publicly traded company’s contractors and subcontractors.
United States
5 Mar 2014
Links to Result pages
 
1