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Searching Content indexed under Corporate Governance by Ropes & Gray LLP ordered by Published Date Descending.
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SEC Charges Underwriter And Bankers In Connection With Offering By China-Based Issuer
On March 27, 2015, the U.S. Securities and Exchange Commission announced charges against an investment bank and two of its bankers for failing to adequately review and escalate a due diligence report.
United States
1 Apr 2015
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