Searching Content indexed under Corporate Governance by BakerHostetler ordered by Published Date Descending.
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Show Me The Data: Investors Demand Better ESG Disclosures
Asset managers are always looking for a valuation edge. But even when key factors are identified, the data may not be available.
United States
4 Jun 2019
Corp Fin Issues White Paper And Related No-Action Letter Further Addressing When A Digital Asset Is A Security
On April 3, 2019, the Division of Corporation Finance of the Securities and Exchange Commission ("SEC" or the "Commission") through its Strategic Hub for Innovation and Financial Technology ("FinHub")
United States
30 Apr 2019
Senate Bill Would Force Company Cyber Disclosure On SEC Filings
Amid growing alarm on Capitol Hill over cybersecurity and data privacy, new Senate legislation would require publicly traded companies to disclose in Securities and Exchange Commission (SEC) filings ...
United States
1 Apr 2019
SEC Adopts Final Rule On Disclosure Of Hedging Policies
The SEC recently adopted a final rule requiring companies to disclose practices or policies related to the ability of employees and directors to engage in hedging transactions with respect to company equity securities...
United States
18 Jan 2019
SEC Guidance On Disclosure Concerning Cybersecurity Matters
On February 21, 2018, the Securities and Exchange Commission (SEC) published interpretive guidance, titled "Commission Statement and Guidance on Public Company Cybersecurity Disclosures"(Release No. 33-10459) ...
United States
7 Mar 2018
SEC Issues Additional Guidance Related To Shareholder Proposals
On Nov. 1, 2017, the Securities and Exchange Commission (SEC) issued Staff Legal Bulletin (SLB) No.14I to provide additional ...
United States
24 Nov 2017
SEC Provides Further Guidance On Pay Ratio Disclosures
Last week, the Securities and Exchange Commission (SEC) provided additional guidance for complying with the pay ratio disclosure requirements adopted under the Dodd-Frank Act that take effect in 2018.
United States
18 Oct 2017
Preparing For The New Partnership Audit Rules
Certain entities with 100 or fewer eligible partners/members may elect to opt out of the new partnership audit rules.
United States
21 Sep 2017
Nasdaq's Blueprint To Revitalize U.S. Capital Markets
In what has proven to be a busy spring for various groups to assess the vitality of the financial markets, Nasdaq decided to join the fray as well.
United States
11 Jul 2017
Conflict Minerals Disclosure – New SEC Guidance
On April 7, 2017, the Securities and Exchange Commission ("SEC") Division of Corporate Finance (the "Division") indicated that it will not recommend enforcement of the conflict minerals source...
United States
10 May 2017
Notable Delaware Decisions: First Quarter 2017
The Delaware Chancery Court and Delaware Supreme Court were busy during the first quarter of 2017.
United States
9 May 2017
Securities And Governance Updates – January 26, 2017
As part of BakerHostetler's commitment to serve as a strategic business partner, we are pleased to publish this first edition of our Securities & Governance Bulletin.
United States
6 Feb 2017
SEC Adopts Payment Disclosure Rules For Companies Engaged In Resource Extraction
The U.S. SEC has adopted new rules which require resource extraction issuers to disclose annually the type and amount of payments that they make to a foreign government or the U.S. federal government.
United States
10 Aug 2016
2016 Mid-Year Securities Litigation And Enforcement Highlights
Welcome to the 2016 Mid-Year Report From the BakerHostetler Securities Litigation and Regulatory Enforcement Practice Team. The purpose is to provide a periodic survey, apart from our team Executive Alerts, on matters...
United States
4 Aug 2016
SEC Publishes Concept Release On Modernizing Business And Financial Disclosure Requirements
On April 13, 2016, the Securities and Exchange Commission published a concept release seeking comment on "modernizing certain business and financial disclosure requirements in Regulation S-K."
United States
16 May 2016
Foreign Corrupt Practices Act 2015 Year-End Update
Both the United States Department of Justice (DOJ) and the United States Securities and Exchange Commission (SEC) have continued their focus on anticorruption enforcement in 2015.
United States
25 Apr 2016
Data Valuation – Worth Zero Or Trillions?
Almost every entity is, or is becoming, a digital enterprise. Today's information economy mandates nothing less.
United States
1 Mar 2016
New York Anti-Terror Rules Place Chief Compliance Officers In The Hot Seat
In early December 2015, New York state proposed rules to aid in the fight against terrorism by making it increasingly difficult for terrorist and other criminal organizations to transfer funds globally.
United States
4 Jan 2016
In Re Dole Food Co., Inc.; A Going-Private Primer
The broader value of the decision rests in the practical transactional advice that can be mined from it. A factual chronology, compiled from the decision, sets the stage.
United States
21 Sep 2015
Pulling Back The Curtain: DOJ To Take Action Against Window Dressing Corporate Compliance Programs
Existence of a compliance program alone is not sufficient to justify not charging a corporation for criminal misconduct undertaken by its officers, directors, employees, or agents.
United States
10 Sep 2015
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