Search
Searching Content indexed under Employment and HR by Cadwalader, Wickersham & Taft LLP ordered by Published Date Descending.
Links to Result pages
 
1 2 3 4 5 6  
>>Next
 
Title
Country
Organisation
Author
Date
1
N.Y. AG Launches Online "Whistleblower Portal"
The New York Attorney General's Office ("NYAG") launched an online whistleblower submission system to "attract, engage and protect whistleblowers."
United States
14 Oct 2019
2
CFTC Awards Whistleblower Approximately $7 Million
The CFTC awarded approximately $7 million to an individual whistleblower for information that led to a CFTC investigation
United States
10 Oct 2019
3
Too Many Stakeholders in the Kitchen
High-stakes corporate investigations into bribery, corruption, and other misconduct—whether focused on internal actors or third-party business partners
United States
5 Sep 2019
4
Workin' For The Swaps Margin
Happy Labor Day! Enjoy some of the best music that workin' stiffs have to offer.
United States
2 Sep 2019
5
What Companies Should Know About Whistleblowers
Cadwalader attorneys described five compliance measures to minimize risk when responding to whistleblowers.
United States
9 Aug 2019
6
Federal Register: DOL Adopts Final Rule Allowing Use Of Multiple Employer Plans
The DOL final rule allowing small businesses to join together to sponsor 401k plans for their employees was published in the Federal Register.
United States
8 Aug 2019
7
Five Things Every Company Should Know About SEC Whistleblowers
The recent payment of $50 million to a pair of whistleblowers should serve as a wake-up call to companies that the SEC's Whistleblower Program is alive and well.
United States
8 Aug 2019
8
Lawmakers Introduce Bill To Regulate Change In Control Transactions
Senators Elizabeth Warren, Tammy Baldwin and Sherrod Brown, and Representatives Mark Pocan and Pramila Jayapal introduced a bill to govern the private funds that engage in change in control transactions.
United States
29 Jul 2019
9
CFTC Awards Whistleblowers Approximately $2 Million
The CFTC awarded two whistleblowers approximately $2 million for information that led to a CFTC investigation
United States
16 Jul 2019
10
CFTC Awards Whistleblower Approximately $2.5 Million
The CFTC awarded approximately $2.5 million to an individual whistleblower for information provided in connection with a CFTC action
United States
8 Jul 2019
11
OIG Criticizes CFTC's Stress Testing Program
In its semi-annual report to Congress covering the period October 1st, 2018 through March 31st, 2019, the CFTC Office of the Inspector General ("OIG") expressed "disappoint[ment]".
United States
27 Jun 2019
12
SEC Waives "Voluntary" Requirement, Awards Whistleblowers $3 Million
The SEC awarded $3 million to whistleblowers whose tip led to the launch of an SEC investigation and a subsequent successful enforcement action.
United States
19 Jun 2019
13
SEC Awards Whistleblower Over $4.5 Million
The SEC awarded over $4.5 million to a whistleblower for information provided in connection with an SEC case and related action.
United States
11 Jun 2019
14
CFTC Awards Whistleblower Approximately $1.5 Million
The CFTC awarded approximately $1.5 million to an individual whistleblower for information provided in connection ...
United States
24 May 2019
15
HFSC Subcommittee Evaluates Bills Intended To "Hold Executives Accountable"
The Investor Protection, Entrepreneurship, and Capital Markets subcommittee of the HFSC held a hearing to consider six legislative proposals intended to "hold public company executives accountable to both investors...
United States
23 Apr 2019
16
Witness Interview Memorandum (Workplace Investigation)
This form is a Witness Interview Memorandum (Workplace Investigation) for use by employers and their attorneys to document witness interviews during an internal workplace investigation.
United States
10 Apr 2019
17
SEC Awards $50 Million To Two Whistleblowers
The SEC awarded $50 million to two whistleblowers for providing information that helped the agency to bring a successful enforcement action.
United States
9 Apr 2019
18
CFTC Awards Over $2 Million To Individual Whistleblower
The CFTC awarded more than $2 million to an individual whistleblower for information provided in connection with a CFTC ...
United States
14 Mar 2019
19
SEC Whistleblower Program Receives Record Number Of Tips In 2018
In its 2018 annual report to Congress, the SEC reported that it received the largest number of whistleblower tips and paid the most in rewards in program history.
United States
22 Nov 2018
20
FINRA Proposes Conflict Of Interest Restrictions On Former FINRA Employees
FINRA proposed the adoption of a conflict of interest rule for former FINRA employees.
United States
30 Oct 2018
Links to Result pages
 
1 2 3 4 5 6  
>>Next