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Searching Content from United States indexed under Wealth Management ordered by Published Date Descending.
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1
Podcast: Private Fund Regulatory Update: Post-U.S. Government Shutdown
This Ropes & Gray podcast series highlights developments in Washington, D.C., affecting private funds and their legal, regulatory and compliance obligations.
United States
21 Mar 2019
2
The New Hampshire Foundation Act: A Solid Foundation For Wealth Management On A Global Scale
New Hampshire recently signaled its intention to be one of the leading states for fiduciaries to consider by enacting The New Hampshire Foundation Act, making it the first state to permit the establishment of civil law foundations.
United States
19 Mar 2019
3
Pryor Cashman Secures Major Victory For Investment Advisory Client
Pryor Cashman obtained a significant victory on behalf of client Sciens Capital Management, along with many of its principals and affiliates, in an action that was pending in the United States District Court for the Southern District of New York.
United States
15 Mar 2019
4
SEC Issues No-Action Relief Increasing Flexibility For Certain In-Person Director Voting Requirements
On February 28, 2019, the staff of the Division of Investment Management (the "Staff") of the Securities and Exchange Commission (the "SEC") issued a no-action letter.
United States
13 Mar 2019
5
Third Circuit Holds That Debt Purchasers Can Qualify As Debt Collectors
On February 22, the Third Circuit sidestepped the Supreme Court's 2017 holding in Henson v. Santander Consumer USA Inc. and found that a purchaser of defaulted debt ...
United States
12 Mar 2019
6
M&A HSR Premerger Notification Thresholds Increase in 2019
The Federal Trade Commission has announced new HSR thresholds for 2019.
United States
12 Mar 2019
7
FTC Announces Revised HSR Thresholds For 2019
The Hart-Scott-Rodino Antitrust Improvements Act of 1976 ("HSR Act") requires that parties to significant mergers, acquisitions, or other transactions notify the Federal Trade Commission ("FTC") and the Department of Justice ("DOJ") prior to consummating the transaction.
United States
28 Feb 2019
8
How Should We Engage With Investors On Sustainability?
In this report, Change the Conversation: Redefining How Companies Engage Investors on Sustainability, sustainability nonprofit Ceres provides some guidance on how companies should best engage with their investors on the issue of sustainability.
United States
26 Feb 2019
9
New California Commercial Finance Disclosure Law Adds Lender Compliance Hurdles
The Golden State has recently adopted a new law requiring certain lenders and intermediaries to provide special disclosures to commercial loan customers in connection with certain types
United States
22 Feb 2019
10
Sustainability In EU Capital Markets: New Rules For Fund And Asset Managers Ahead
Currently in the European Union, no level playing field exists for asset management and rating agency activities when it comes to ensuring sustainability
United States
18 Feb 2019
11
AFG Supports New ISDA French Law Documentation
The endorsement of Europe's largest asset management association should promote use of the new 2002 ISDA Master Agreement (French law) on the European OTC derivatives market.
United States
14 Feb 2019
12
Pennsylvania Pension Review Commission Recommends Overhaul To Public Plans' Investments And Structure
The Situation: The Pennsylvania Legislature passed Act 5 in 2017, which, among other things, created the Pennsylvania Public Pension Management and Asset Investment Review Commission ("Commission").
United States
14 Feb 2019
13
IRS Makes Cryptocurrency A Compliance Priority
The Internal Revenue Service (IRS) and other global taxing authorities are continuing to focus on bringing taxpayers who hold cryptocurrencies into compliance.
United States
13 Feb 2019
14
Injunctive Relief Denied In Trade Secret Theft Case
Chief Judge Frank P. Geraci, of the Western District of New York, recently denied a temporary restraining order and preliminary injunction sought by irth Solutions, LLC to protect the "unique combination" trade secret...
United States
12 Feb 2019
15
Lessons Learned The Importance Of Governance And Regulatory Oversight In Storing Crypto Assets
Quadriga, Canada's largest cryptocurrency exchange, is unable to gain access to about $145 million (USD) of bitcoin and other digital assets following the sudden death of Gerald Cotten, its co-founder and CEO...
United States
12 Feb 2019
16
Second Circuit And New York Appellate Division Decisions Affirm Pro-Arbitration Policies
In Deasang Corp. v. NutraSweet Co., the Appellate Division overturned a ruling by a lower court vacating an arbitral award on the ground that the arbitral panel ...
United States
8 Feb 2019
17
Federal Register: Agencies Propose Changes In Asset Thresholds For Management Interlock Rules
A proposal by the Comptroller of the Currency, Federal Reserve Board and FDIC to increase the major assets prohibition thresholds for management interlock rules ...
United States
6 Feb 2019
18
New Tax Plan Accelerates Need To Plan For Generational Transitions
We are at the brink of the largest intergenerational wealth transfer in history.
United States
4 Feb 2019
19
OFAC Delists Oligarch Companies Over Congressional Objections
On Sunday, the U.S. Treasury Department's Office of Foreign Assets Control (OFAC) announced that it lifted sanctions on three entities associated with Russian oligarch Oleg Deripaska ...
United States
1 Feb 2019
20
Employers Beware, The Government Shutdown Did Not Stop IRS Collection Activity
Although the government shutdown appears to be over, at least temporarily, businesses will need to deal with the aftermath of the lengthy shutdown.
United States
31 Jan 2019
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