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Searching Content indexed under Consumer Protection by Kirsten Lapham ordered by Published Date Descending.
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Senior Managers And Certification Regime: Major Changes On The Horizon
From 9 December 2019, all FCA solo regulated firms, as well as EEA and third country branches will be subject to the SMCR which will replace the current Approved Persons Regime ("APR").
UK
15 Feb 2019
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