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Searching Content indexed under Dodd-Frank, Consumer Protection Act by Aaron Katz ordered by Published Date Descending.
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SEC Imposes Fine On KBR For Violating Dodd-Frank Whistleblower Protection Rule
On April 1, 2015, the U.S. Securities and Exchange Commission announced the resolution of its first enforcement action against a company for violations of the whistleblower protection provisions of the Dodd-Frank Act regulations.
United States
7 Apr 2015
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Government Enforcement Attorneys Review Regulatory Challenges Facing Companies In Financial Services, Health Care And Government Contracting Industries
On October 2, government enforcement partner Jason Brown and government enforcement associate Aaron Katz published an article titled "Can a corporation be liable for ‘violating’ an ambiguous regulation?" in Inside Counsel magazine.
United States
8 Oct 2013
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