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Searching Content indexed under Dodd-Frank, Consumer Protection Act by Littler Mendelson ordered by Published Date Descending.
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New Amendment May Soon Affect FCRA Pre-Adverse Action Notice Requirements
However, on closer scrutiny, as described below, this argument appears to be "creative" at best.
United States
12 Sep 2018
2
Second Circuit Rules Internal Whistleblowers Are Protected Under Dodd-Frank
This circuit split increases the likelihood that the U.S. Supreme Court will enter the arena and make a decision on what many have called ambiguous language in the statute.
United States
11 Sep 2015
3
SEC Continues Its Efforts To Make Dodd-Frank Whistleblowing Easier
The SEC admits the scope of the employment retaliation provision in Dodd-Frank is ambiguous.
United States
17 Aug 2015
4
The Dodd-Frank Act's Diversity Policy Encourages – But Does Not Mandate – Specific Employer Action
The Dodd-Frank Wall Street Reform and Consumer Protection Act of 20101 ("Dodd-Frank Act" or "Act") authorizes certain federal agencies to assess the "diversity policies and practices of the entities they regulate."
United States
22 Jun 2015
5
DOL Issues Its Final Rule For SOX Whistleblower Complaints
On March 5, 2015, the U.S. Department of Labor issued a Final Rule implementing protections for employees of securities companies and their subsidiaries, as well as employees of national credit-rating agencies.
United States
10 Mar 2015
6
Fleet-Footed Investigations And Prompt Remedial Action: The New Normal
Does your company respond to all internal concerns immediately, investigate them thoroughly and remediate them with unmatchable speed?
United States
4 Mar 2015
7
SEC Targeting Broad Employee Confidentiality Clauses
In the SEC's view, these agreements can represent a form of systemic retaliation if they are overly broad and serve to silence would-be whistleblowers.
United States
2 Mar 2015
8
More CNIL Guidance For Multinationals Seeking To Comply With SOX & Dodd-Frank
United States employers operating in France often face a dilemma.
United States
5 Mar 2014
9
When Is A Whistleblower Not A Whistleblower?
Even though Congress passed the Dodd-Frank Wall Street Reform and Consumer Protection Act more than three years ago, the basic question of who can claim the anti-retaliation protections of that law are less clear than ever.
United States
1 Nov 2013
10
Lawyers' Ethics Committee Deems New York Lawyers Ineligible For Dodd-Frank Whistleblower Bounties
The issue of whether attorneys may "blow the whistle" on conduct they reasonably believe violates securities laws, and thereby collect bounties under federal whistleblower laws, is controversial.
United States
23 Oct 2013
11
The Whistleblower Improvement Act: New Legislation Takes Aim At Dodd-Frank Whistleblower Bounty Provisions
A year after the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank") became law, its new whistleblower incentive and protection provisions are under scrutiny and challenge.
United States
26 Jul 2011
12
Dodd-Frank And The SEC Final Rule: From Protected Employee To Bounty Hunter
The whistleblower and bounty hunter provisions of the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank") make internal auditing, reporting and compliance programs more important than ever for covered employers.
United States
8 Jul 2011
13
New SOX Decision Expands Scope Of Protection To General Complaints Of Corporate Fraud
On May 25, 2011, the Department of Labor's Administrative Review Board (ARB or "the Board") held that would-be whistleblowers claiming retaliation need not identify fraud with specificity but may engage in protected activity simply by making general complaints.
United States
14 Jun 2011
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