UK:
Regulatory Focus – September 2018
07 November 2018
Duff and Phelps
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In this edition of Regulatory Focus, the experts in Duff &
Phelps' UK
Compliance and Regulatory Consulting team, provide a detailed
synopsis of the latest news and publications issued by the
Financial Conduct Authority during July and August 2018.
Highlights include:
- Brexit Update - The government has
issued a series of technical notices which set out information to
allow Firms and individuals to understand what they need to do in
the event of a no deal scenario
- Consultation on rules and guidance to
improve conduct and communications in payment services and e-money
firms
- Statement on selling high-risk
speculative investments to retail clients following
ESMA's action on CFD products
- FCA collaborates on new consultation
to explore the opportunities of a Global Financial Innovation
Network
- Annual Report for 2017/18
Regulatory
Focus September 2018 from Duff
& Phelps
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
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