United States: Federal Register: SEC Requests Comments On Extending Expiration Date For Application Of FINRA Rules To Security-Based Swaps

The SEC requested comments on an FINRA proposal that will extend the expiration date of FINRA Rule 0180 ("Application of Rules to Security-Based Swaps") to February 12, 2018. The rule limits the application of FINRA rules to security-based swaps, with certain exceptions. The request for comments was published in the Federal Register.

Comments on the extension must be submitted by February 2, 2017.

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