A FINRA proposal to change certain fees and credits applicable to retail participants that utilize the FINRA/Nasdaq Trade Reporting Facility ("TRF") was published in the Federal Register. Comments must be submitted by January 18, 2019.
As previously covered, the proposal would amend FINRA Rules 7610A and 7620A to reduce the fees charged to retail participants that utilize the FINRA/Nasdaq TRF Carteret and/or the FINRA/Nasdaq TRF Chicago.
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.
