United States:
U.S. Investment Adviser Registration For Non-U.S. Firms
07 August 2019
Pryor Cashman LLP
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September 18, 2019
1540 Broadway
New York, NY 10036
Partner Bertrand Fry and Associate Shusmita Chowdhury will be
speakers at U.S. Investment Adviser Registration for Non-U.S.
Firms, a presentation at the American Foreign Law Association.
Non-U.S. asset managers that provide, or are considering
providing, services to U.S. clients (or to investment vehicles with
U.S. investors) need to be aware of the comprehensive registration
regime applicable under the U.S. Investment Advisers Act. This
presentation will outline the availability and limitations of the
"foreign investment adviser" exemption, as well as other
ways that non-U.S. investment advisers may want to consider
addressing U.S. regulatory requirements, including
"umbrella" registration and Unibanco letters.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
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