United States: Federal Register: SEC Finds FINRA And MSRB "Pay To Play" Rules To Be Consistent With SEC Objectives

The SEC issued an Order upon a finding that FINRA and MSRB "Pay to Play" rules impose "substantially equivalent or more stringent restrictions on broker-dealers as the SEC Pay to Play Rule imposes on investment advisers." The Order found that FINRA and MSRB "Pay to Play" rules are "consistent with the objectives of the SEC Pay to Play Rule." The final Order was published in the Federal Register.

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