United States:
FINRA Proposes Extension Of Temporary Exemptive Relief For Application Of FINRA Rules To Security-Based Swaps
13 January 2017
Cadwalader, Wickersham & Taft LLP
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FINRA proposed that the expiration date of FINRA Rule 0180
("Application of Rules to Security-Based Swaps") be
extended until February 12, 2018. The rule limits the application
of FINRA rules to security-based swaps, with certain exceptions,
until its expiration date.
The proposed rule change is effective immediately. All comments
on the rule must be submitted within 21 days of its publication in
the Federal Register.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
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