United States:
Why Disclosure Really Matters Now - The S.E.C. Enforcement Agenda (Video)
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In this webinar, Orrick lawyers discuss S.E.C. enforcement with
Public Finance Abuse Unit Chief Leeann Ghazil Gaunt.
Topics Discussed Include:
- What Are the Priorities of the Public Finance Abuse Unit?
- What Sanctions Can the S.E.C. Bring Against Issuers,
Underwriters, Their Officers and Officials?
- Summary of Recent S.E.C. Enforcement Cases – What
Patterns Can We Find?
- Recent Increases in Exposure of and Enforcement Against Public
Officials.
- How Should An Official Respond if Contacted by the Public
Finance Abuse Unit?
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
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