United States:
Russell Sacks And Richard Alsop Author Chapter On Investment Banking Compliance
25 October 2017
Shearman & Sterling LLP
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Partners Russell Sacks (New York-Financial Institutions Advisory
& Financial Regulatory) and Richard Alsop (New York –
Capital Markets) recently co-authored a chapter titled
"Investment Banking Compliance" for the PLI treatise
Broker-Dealer Regulation (2nd ed.). The chapter covers issues in
insider trading, managing confidential information, conflicts,
compensation structures and other issues in investment banking
regulation.
Read "Investment Banking Compliance Chapter"
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