United States:
SEC And FINRA Highlight Risks Of Social Sentiment Investing Tools
17 April 2019
Cadwalader, Wickersham & Taft LLP
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In an Investor Alert, FINRA and the SEC Office of
Investor Education and Advocacy cautioned investors on the risks
associated with "social sentiment investing tools"
(i.e., tools analyzing or aggregating data from
social media sources to inform investment decisions). The alert
provides tips for investors prior to using such tools.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
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